03/17/2015
A top Merrill Lynch adviser and his NFL cheerleader daughter suddenly left the firm and no one knows why
Bank of America Merrill Lynch has to file a form within 30 days
People Moves
03/17/2015
Morgan Stanley Recruits Three Advisers
Morgan Stanley, which employs more than 16,000 brokers, said Mr. Schwala is based in Beverly Hills, Calif.
03/17/2015
D.A. Davidson & Co. boosts Investment Banking Team
He steps into the position of private equity lead at D.A. Davidson with more than 15 years of experience across investment banking and corporate finance.
03/17/2015
Macquarie Group poaches UBS exec to lead US asset manager Delaware
Shawn has significant experience managing and attracting investment talent
03/17/2015
Matthews Asia Hires Head of U.S. Intermediary Distribution
He has 20 years’ experience in the financial services industry.
03/17/2015
BNY Mellon Wealth Management appoints senior director
He has earlier worked with Merrill Lynch as a financial adviser
03/17/2015
Bank of America appoints head of philanthropic solutions and the family office of U.S. Trust
She will oversee strategic, fiduciary, and administrative services to help individuals and families manage philanthropic capital.
03/16/2015
Merrill fund sales guru joins American Funds
At American Funds, a unit of The Capital Group of Companies, he is a senior vice president responsible for retail product management and strategy.
03/16/2015
Footprints Asset Management boosts team
Footprints Asset Management & Research, Inc. (FAMR) recently announced Portfolio Manager and Director of Business Development Beau Starkel has joined their firm
03/16/2015
Qatalyst Group appoints new partner
HE has over 15 years of investment banking experience
03/16/2015
Deloitte Names Head of Audit Practice
He will succeed Cathy Engelbert, who was named CEO of Deloitte LLP last month.
03/13/2015
UBS Taps BAML Exec in Americas ECM Push
Corporate client solutions includes advisory and capital markets activities.
03/13/2015
President of wealth management group to leave post
His duties will be assumed by Bill Williams
03/13/2015
Sentinel Trust Company Announces New Hire
Chuck will lead Sentinel's Investment Advisory Group
03/12/2015
RMB Wealth Management Promotes two execs to Partner
He leads a team of wealth advisors and client associates, while also developing relationships and providing personalized planning and investment recommendations to clients.
03/12/2015
AnchorBank today announced three new Commercial Bankers
Dan Thome has more than 30 years of investment banking and advisory experience
03/12/2015
The Private Risk Management Association Names Lisa Lindsay Executive Director
The Private Risk Management Association is pleased to announce industry veteran Lisa Lindsay has been appointed to Executive Director
03/12/2015
BNY Mellon Chief Exec Keeps His Post
Nelson Peltz’s Trian Partners is rebuffing a request by fellow activist Marcato Asset Management to remove Bank of New York Mellon Chief Executive Gerald Hassell from his job, the FOX Business Network has learned.
03/11/2015
Barclays appoints managing director in Los Angeles
His previous employers include Bank of America Corp's Merrill Lynch unit and Credit Suisse Private Banking
03/11/2015
Principal Global Investors Announces New ETF Managing Director
Previously, Kim was a senior vice president and ETF product manager at PIMCO’s Newport Beach, Calif., office.