10/01/2015
Kellie Neuhaus Promoted to Private Client Services Managing Director in Boston
Andersen Tax now has 134 Managing Directors in 18 locations in the U.S.
People Moves
10/01/2015
Aventis Asset Management Hires Byers as Head of Business Development
Founded in 2006 by veteran commodities specialist and former CBOT floor trader Paul Kim, Aventis employs a fundamental, discretionary trading strategy
10/01/2015
Aventis Asset Management hires head of business development
Effective September 1, 2015, Byers is responsible for the strategic planning and implementation of all Business Development efforts for Aventis.
10/01/2015
Deimos Asset Management Taps Warner For PM Role
Warner’s addition continues to build on the Deimos strategy of developing a suite of hedge fund products
10/01/2015
Citi boosts retail M&A business with Credit Suisse hires
Anton joined Credit Suisse in 2005
10/01/2015
Merrill Shuffles Brokerage Managers in Wake of Broader Cost Cuts at BofA
Brokerage also cuts number of regional ‘divisions’ to 10 from 11
10/01/2015
Morgan Stanley Promotes Ted Pick, Dan Simkowitz to New Roles
Pick and Simkowitz, both more than 20-year veterans of Morgan Stanley, are taking over businesses struggling to meet their financial targets.
10/01/2015
$370M Team Leaves Merrill For Stifel
The team, operating as NSCHH Wealth Management Group, is supported by Cathy Carr, a registered client service associate.
10/01/2015
Morgan Stanley Said to Hire UBS’s Prelle for German Banking
Prelle, who was most recently chairman of corporate client solutions at UBS in Germany, will continue to be based in Frankfurt
09/30/2015
Ed Kleist Appointed Senior Private Client Advisor in Bank of the West Wealth Management Group's New Ultra High Net Worth Business
A former CPA, Kleist has extensive experience delivering wealth planning, investment and credit solutions to families
09/30/2015
HighTower's Gryphon Financial Partners Adds Two Advisors, Surpasses $1 Billion in Client Assets
Mr. Regan began his career at Merrill Lynch in 1995.
09/30/2015
Glenmede Names Lee Miller Regional Director of Firm's New York Office
NYC Office Appoints 25-Year Industry Leader as Director and Welcomes Lea Emery
09/30/2015
Wedbush Securities Announces Kirsten Fraunces and Ian Winer as Co-Heads of Equities Division
In addition, Wedbush launches Advanced Securities Division initially focused on digital currencies and contracts, and private company shares.
09/29/2015
Scotiabank Welcomes Eduardo Pacheco to Its Board of Directors
Mr. Pacheco is the Chief Executive Officer and a director of Mercantil Colpatria S.A. As Head of the Colpatria Group
09/29/2015
Merrill nabs $270 million-asset Texas duo from Wells
O'Connell worked at Merrill's Wellfleet, Massachusetts
09/29/2015
Claren Road co-CIO to retire at end of the year
Claren Road reported assets of $4.2 billion as of June 30, down from a peak of $8.5 billion as of Sept. 30, 2014
09/29/2015
WeiserMazars LLP Names Seven Equity Partners and an Equity Principal
Debra has more than 20 years of experience in health care with a concentration in building and maintaining diverse provider networks
09/29/2015
Wells Fargo Names Industry Veterans to Co-Lead Loan Syndications and High Yield Debt Capital Markets
Their expanded roles include leading Investment Grade Loan Syndications, Real Estate Syndicated Finance and Loan Sales
09/29/2015
Fiduciary Trust of New England Expands NH Office with Senior Investment Professional
Fiduciary Trust Company of New England (FTCNE), a wealth advisor and investment management firm for high net worth families and charitable organizations, announced today that Walter “Bud” Abbott has joined the firm as vice president.
09/29/2015
Veteran Banker Rockers Joins D.A. Davidson & Co. Investment Banking Team
Rockers earned his bachelor’s degree from Colorado State University