10/08/2014
Deutsche Bank Hires Americas Compliance Chief From Goldman
Hiring of Elizabeth J. Ford to Strengthen Lender’s Compliance Systems
People Moves
10/08/2014
Former N.Y.S.E. Chief to Join Upstart Broker
Battery East, which opened its doors last month, aims to help employees of privately held companies cash out of their shares through secondary sales.
10/08/2014
Former Gateway CEO joins family office
As a family office the firm provides clients with assets of $10 million to $100 million with wealth management, estate planning, accounting, insurance, cash-flow management, legal and other services.
10/08/2014
Deutsche Asset & Wealth Management names head for U.S. West
Hutter's hire is in line with an announcement the bank made in May
10/07/2014
Geller Names CFO for Clients of Family Office and Wealth Advisory Business
Geller & Company's family office and wealth advisory team is comprised of more than 70 professionals with extensive experience in serving wealthy individuals, families and their closely held private, public and non-profit businesses.
10/07/2014
Merrill Lynch Hires Brokers Managing $850 Billion Assets
Steven Bullard also joined Merrill from Morgan Stanley. Bullard started in Princeton, New Jersey, on July 8
10/07/2014
Maxim Group Appoints Industry Veteran to Head Electronic Trading for Institutional Clientele
He will be a valuable addition to the deep bench of talent we have on our equity trading desks
10/07/2014
Raymond James names new management in regional reorg
The southern market region, which had been co-led by Dick Ferguson and Bill Geary, will scale back to just one division director
10/07/2014
Wells Fargo's Michael Billeci to retire as bank redraws Bay region
Wells Fargo said Monday that Michael Billeci is retiring at the end of the year, prompting the bank to reshape its Bay Area region.
10/06/2014
RBC Hires Barclays’s Croft as Top Commodities Strategist
Royal Bank of Canada, the country’s second-largest lender by assets, hired Barclays Plc (BARC)’s Helima Croft as chief commodities strategist for its investment bank.
10/06/2014
Oppenheimer appoints Head of the Alternative Investments Group
We are proud of our firm's heritage as a source for specialized investment talent
10/06/2014
Marks’s Oaktree Names Ex-AIG Executive Jay Wintrob as First CEO
introb will have primary responsibility for developing and managing Oaktree’s business
10/03/2014
Manulife names Global Head of Real Estate Investments
He brings 34 years of experience in commercial real estate investments to our team
10/03/2014
RBC Capital Markets Poaches UBS Head of U.S. Sponsors
RBC Capital Markets has shuffled the leadership of its team of bankers that advise private-equity firms, poaching UBS AG's U.S. head of financial sponsors, Matthew Stopnik, to become joint head of sponsors at the Canadian investment bank
10/03/2014
J.P. Morgan Asset Management names co-heads of global solutions business
The spokesman said there's no information to disclose at present regarding a replacement for Mr. Falcon's previous role as head of retirement.
10/01/2014
Harbor Wealth Management Group Joins Snowden Lane Partners from UBS
New Team Manages $400 Million in Client Assets
10/01/2014
Morgan Stanley Names Two Tech Banking Heads
Morgan Stanley has named two new co-heads of global technology investment banking, Drew Guevara and Andy Kearns.
10/01/2014
Managed Funds Association Announces 2014-2015 Board of Directors
Managed Funds Association today announced its 2014-2015 Board of Directors.
10/01/2014
Manulife Asset Management Names Chief Economist
We are delighted to welcome Megan to our organization
09/30/2014
Moore Capital raids the ranks of defunct hedge fund Clive Capital
Christian Levett, the founder of commodities hedge fund Clive Capital which shuttered its doors last year, is now firmly back in the bosom of his former employer, Moore Capital, having officially taken back his place as a money manager earlier this month.