07/01/2015
The move continues Oyster's expansion as a regulatory and compliance leader, enhancing its ability to help broker-dealers, exchanges, and investment advisors respond to increasing SEC and FINRA expectations regarding trading and conduct rules.
07/01/2015
The Private Bank by Nevada State Bank has brought veteran private banker Rich Justiana to the team
07/01/2015
A BAML spokeswoman declined to comment on the appointment.
07/01/2015
Thomas J. Coleman joined Standard Life Investments as North America senior investment specialist
07/01/2015
Bentinck will provide strategic and financial advice to financial institutions, primarily those located in the Western United States.
07/01/2015
Kirk joins U.S. Bank Wealth Management from Ameriprise Financial Inc where he was senior manager of wealth consulting service
07/01/2015
He will deliver services to ultrahigh-net-worth clients throughout the country. The new service offering is expected to formally launch this fall, the bank said.
06/30/2015
Former President of the Federal Reserve Bank of Dallas, is joining Barclays as a senior advisor to provide insight into regulatory issues, markets, monetary policy and global trade.
06/30/2015
The wealth management unit of U.S. Bancorp appointed Andy Fent as an adviser
06/30/2015
Barclays' EU loan trading head moves to New York
He will now be based in New York and will focus on high-yield bond trading.
06/30/2015
Raymond James is expanding its coverage of the Financial Services sector with the hiring of five investment bankers and a new head of origination and syndication in its Fixed Income division
06/30/2015
She is currently head of commodities sales for the Americas and co-head of Latin American corporate sales, the memo obtained by Reuters showed.
06/30/2015
She will report to BNY Mellon Wealth Management Managing Director Luis Castellanos
06/30/2015
He will be based out of Oppenheimer's New York headquarters and report to Robert S. Lowenthal, Senior Managing Director Global Head of Fixed income.
06/30/2015
SSG Capital Advisors announced the addition of four investment banking professionals to their team, adding to the firm’s capabilities and capacity, and supporting the growth of its platform.
06/30/2015
Chris Rokos, a former top trader at Brevan Howard Asset Management, hired economist Jacques Cailloux from Nomura Holdings Plc to help start his new hedge fund.
06/30/2015
He previously led relationship management initiatives across all product lines for some of the Capital Group's largest distribution partners, including Fidelity, Vanguard, T. Rowe Price, Pershing and TD Ameritrade.
06/29/2015
The future of our business and industry depends on the next generation of advisers being technically proficient and able to function as a business owner.
06/29/2015
Bank of the West appoints UHNW Business head
Under his leadership Bank of the West Wealth Management Group will deliver customized solutions to ultra high net worth clients throughout the United States.
06/29/2015
Community West Bancshares, the parent company of Community West Bank today announced that James W. Lokey has been appointed to its Board of Directors and to the Board of Directors of Community West Bank, the Company's wholly owned subsidiary.