09/21/2014
Merrill Lynch fired two veteran brokers from its Private Banking and Investment Group two weeks ago for guiding clients to invest in a hedge fund outside of the brokerage firm.
09/19/2014
A handful of longtime traders for Steven A. Cohen have left his firm
09/19/2014
Senior rainmaker’s exit causes stir at Bank of America
The sudden timing and lack of information surrounding Noujaim's plans, and the concern that he may take key clients with him to a new firm
09/19/2014
Jim Burns, Deputy Director of Trading and Markets, to Leave SEC
He previously served as a clerk on the U.S. Court of Appeals for the Fourth Circuit.
09/18/2014
Morgan Stanley appoints wealth management exec to be chief marketing officer
Mandell Crawley’s former responsibilities will be distributed to other personnel
09/18/2014
Earlier this month, Morgan plucked another multi-billion-dollar team from Merrill
09/18/2014
Wells Fargo hires 7 advisers with $1.38 bln in assets
Lee Dubinsky also joined in Melville, New York on Sept. 12 from UBS
09/18/2014
Washington Wealth Management Announces Addition Of Two Successful Former Wirehouse Advisors In Salt Lake City, Utah
Martucci Adams Wealth Advisors provides a wide range of financial solutions to high net worth individuals and their families
09/18/2014
Janney Montgomery Scott boosts WM team
He is now a member of The Nehrbas Group, one of Janney’s top-producing teams with almost $500 million in assets under management.
09/17/2014
Wells Fargo & Co said it has appointed two people from within the company in its consumer lending group.
09/17/2014
Mizuho Securities USA, the U.S. investment banking subsidiary of the global Mizuho Financial Group MFG, -1.05% today announced the appointment of Matthew DeSalvo as Executive Managing Director and Head of its Equity Division.
09/17/2014
Shoemaker, who had been with BNP Paribas for six years, is a veteran energy trader who has held senior positions at J.P. Morgan <JPM.N>, Sempra Energy, Phibro, Louis Dreyfus and Mobil, among others, according to his LinkedIn page.
09/17/2014
BMO Private Bank taps new U.S. chief
BMO Financial Group is turning to an up-and-comer to jump-start its U.S. private bank, which serves wealthy families.
09/17/2014
Evercore appoints Senior Advisor
He has advised numerous prominent management teams, boards of directors and senior leaders in the U.S. Government on some of the most significant financial and strategic transactions in the government and commercial technology sectors.
09/17/2014
New York-based direct lending company Abacus Finance Group has added four new investment professionals to its team.
09/17/2014
Dentons announced today the appointment of Jorge Alers to the new position of Chief Executive Officer for Latin America and the Caribbean, marking the global law firm's focused positioning for presence, client service and growth in the region. In thi
09/17/2014
Bank of New York Mellon Corp said it hired Gary Cindrich as wealth director for business development in its wealth management unit.
09/16/2014
Marathon Asset Management boosts EM team
Marathon Asset Management, a New York-based global investment advisor overseeing approximately $12.5 billion in assets, today announced that Diego Gradowczyk, former Head of Emerging Markets Trading at Barclays Plc, has joined the firm as a Senior Managin
09/16/2014
Amundi Smith Breeden appoints Head of Global High Yield
He brings more than 30 years of experience in structuring high yield portfolios to Amundi Smith Breeden
09/16/2014
Guggenheim Partners Hires former Barclays exec
He graduated with a B.A. in Economics from Brown University.