11/29/2012
Boutique investment adviser appoints co-chief investment officer
He will share responsibility for leadership of KAR's equity team and investment operations with Robert Schwarzkopf, chief investment officer since 2007.
11/28/2012
The two Sacramento companies remain independent
11/28/2012
Ameriprise gave us the opportunity for all of our clients to do more financial planning
11/28/2012
Raymond James hires ex-Morgan Stanley broker
“He has a great reputation and exemplifies a deep caring for his clients and their interests, which is totally in line with Raymond James’ values and culture.”
11/28/2012
He was a senior private client wealth advisor at Bernstein Global Wealth Management.
11/28/2012
The new hires, who joined Merrill in October and November, managed more than $1 billion in client assets
11/27/2012
DiLascia joins Sterne Agee as Senior Managing Director in charge of depository investment banking affairs
11/27/2012
The set-up is similar to those at other wealth-management start-ups such as HighTower Advisors
11/26/2012
Morgan Stanley Wealth Management appoints new regional director
He began his career with Morgan Stanley in 1989 and has been in the financial services industry since 1976.
11/26/2012
Nuveen, known principally for its funds that invest in municipal bonds, has expanded its stock and taxable bond strategies in recent years.
11/25/2012
Andrew is a fantastic addition to our New York team and Boyden’s global financial services practice
11/25/2012
U.S. Bank ramps up Florida HNW business
U.S. Bank is ramping up its high-net-worth wealth management business in Florida with the addition of three industry veterans to the Private Client Reserve in Palm Beach and Naples.
11/25/2012
'Healthcare is a strategically critical industry for our firm and we have a highly ranked advisory and equities business.'
11/21/2012
The independent broker-dealer is reaching out to teams focused on aggressively growing their practice
11/21/2012
The $39 billion firm, run by billionaire Alan Howard, is seeking traders for its New York office after adding 14 people to its U.S. unit in the past five months
11/21/2012
"Doug has established a national reputation in the packaging sector, having advised on many of the most notable middle market transactions in the sector in recent years,"
11/21/2012
The Anning Group's Robert D.H. Anning, John H. Anning and Tollie Chavis have joined UBS Wealth Management Americas in Cincinnati, according to the firm.
11/21/2012
State Street Corporation has announced that Executive Vice President and Chief Financial Officer, Edward J. Resch, 60, has informed the company of his plan to retire in 2013, after more than a decade in the role, following the appointment of his successor
11/21/2012
He will replace Jeffrey Lindsey, who told BlackRock he is leaving in February after 10 years, Collins said.
11/19/2012
The Charlotte-based bank announced the move Monday morning