11/06/2012
UBS Snaps Up Morgan Stanley Team; Morgan Hires Chase Advisor
UBS Wealth Management Americas has picked up a trio of Morgan Stanley Wealth Management advisors, as Morgan Stanley has snapped up a new advisor from Chase Investment Services.
People Moves
11/06/2012
BNP Paribas Names Currency Strategist in New York
He succeeded Mary Nicola, who departed the firm Oct. 5.
11/06/2012
US Wealth management firm boosts team
He held several roles with Morgan Stanley Smith Barney, most recently serving as second vice president and complex business development officer with responsibility for revenue generation, practice management and oversight of financial advisors.
11/06/2012
US Wealth management firm boosts team
He held several roles with Morgan Stanley Smith Barney, most recently serving as second vice president and complex business development officer with responsibility for revenue generation, practice management and oversight of financial advisors.
11/06/2012
NY Hedge Fund Makes Several Hires
Hedge fund 400 Capital Management has announced several additions to the firm.
11/05/2012
Craig-Hallum Announces Strategic Hirings
Craig-Hallum is an employee-owned, idea driven research, trading and investment banking firm servicing clients in the U.S. and internationally.
11/05/2012
Morgan Stanley Shakes Up Management
The move will end a three-year, sometimes rocky partnership between two executives.
11/05/2012
Absolute return investment management firm promotes two after CEO departs
Absolute return investment management firm Campbell & Company has appointed new chief executive officer and president with immediate effect.
11/05/2012
Goldman Sachs slashes number of partners
But as Goldman looks to slash costs, it has cut partners
11/05/2012
Barclays hires 18 wealth advisers in US expansion
The new hires, spread across eight different Barclays' offices in the United States, managed $9.4 billion in client assets at their previous jobs, bringing in almost $40 million in revenue in the last year.
11/04/2012
Deutsche Bank appoints CEO for North America
He previously served in a variety of roles at the Bank, including as chief operating officer of Asia Pacific.
11/04/2012
Pinnacle Wealth Management appoints Director of Business Development
Her career includes significant assignments with major consumer product companies including Kmart Corporation, Hershey Chocolate, La-Z-Boy and Thetford Corporation.
11/04/2012
UBS Appoints New Investment Bank Team
UBS has appointed a handful of bankers to run its retooled investment bank, days after the Swiss bank announced a sweeping overhaul that will sharply decrease the risk and size of the division.
11/01/2012
Morgan Stanley Adds Three Big Producers
Morgan Stanley has lured three top producing advisors, two from Wells Fargo and a third from St. Petersburg, Fla.-based Raymond James.
11/01/2012
BNY Mellon boosts Atlanta wealth management team
The wealth management business of BNY Mellon, the global leader in investment management and investment services, has hired two financial services professionals at its Atlanta office.
10/30/2012
Wells Fargo appoints head of financial institutions mergers & acquisitions
He joins Wells Fargo Securities from Deutsche Bank, where he was a managing director and head of Financial Institutions M&A – Americas
10/30/2012
Wedbush Adds Morgan Stanley Adviser
Former Morgan Stanley Smith Barney Vice President joins the Wedbush Private Client Services Group
10/30/2012
Morgan Stanley Nabs Advisers From Wells Fargo
Morgan Stanley's retail brokerage has added three new brokers
10/30/2012
Scotiabank Announces Brian Porter's Appointment as President
I am extremely pleased to welcome Brian to the role of President
10/29/2012
Eaton Vance Appoints Former UBS Exec as Director of Retail Sales
He will be based in Boston and report to Matthew J. Witkos, President of Eaton Vance Distributors, Inc.