01/08/2014
The Securities and Exchange Commission today announced that Michael J. Osnato, Jr. has been named chief of the Enforcement Division unit that conducts investigations into complex financial instruments.
01/08/2014
The Board fully endorses his appointment as CEO and is confident he will ensure that the CAIA Association continues to be the global leader in alternative investment education.
01/08/2014
UBS AG, Switzerland’s biggest lender, hired investment banker Michael Errichetti amid an effort to rebuild its U.S. real estate advisory business.
01/08/2014
The two executives came to Washington-based Carlyle when it bought middle-market lender Churchill Financial LLC in November 2011.
01/07/2014
Shi takes on the role of head of China commodities in Newedge’s New York office
01/07/2014
Hoops will also work with global distribution team to develop products for individuals
01/07/2014
Akin Gump announced the election of eight new partners
01/07/2014
TA Associates, a leading global growth private equity firm, today announced promotions of eight staff members in TA's Boston, Hong Kong, London, Menlo Park and Mumbai offices, effective January 1, 2014.
01/07/2014
Eaton Vance Investment Counsel, a subsidiary of Eaton Vance Corp., today announced the appointment of David Glen to the position of Vice President, Investment Counselor.
01/07/2014
Lemkau, 46, will continue as chief communications officer for the Chase consumer and community banking unit and will also be responsible for company-wide brand strategy
01/07/2014
Morgan Stanley's former global head of rates trading, Edward Glenn Hadden, said he has left the bank to pursue another opportunity after a change in strategic direction.
01/07/2014
New York Life announced today that John Y. Kim, 53, has been elected a vice chairman of the company and will now oversee the company's technology function in addition to his current responsibilities.
01/07/2014
In her new role, she will focus on educating clients on liquid alternatives and the role they play in portfolios.
01/07/2014
The new RJA advisors represent a combined $308 million in client assets under management and join Raymond James branches in Portland, Ore., St. Louis and Dallas.
01/07/2014
Royal Bank of Canada, the country’s second-largest lender by assets, appointed New York-based investment-banking chief Blair Fleming to a new role as head of RBC Capital Markets in the U.S.
01/06/2014
He helped lead the agency's nationwide enforcement efforts during two of its most productive years in 2012 and 2013 while serving as deputy director and co-director of the Enforcement Division
01/06/2014
Legg Mason, Inc. today announced the appointment of Thomas K. Hoops, an executive with significant leadership experience in the asset management industry, as Executive Vice President and Head of Business Development.
01/06/2014
The former chairman of the Federal Communications Commission has taken a senior role at the Carlyle Group
01/06/2014
Jennifer Sarajian Stone was promoted to Managing Director in the WTAS Washington, D.C. office.
01/04/2014
Accenture has made key appointments to its global leadership team, creating new roles in strategic areas of its business.