09/25/2013
Emerging Pershing Executive Joins Capital Guardian Wealth Management
Capital Guardian announces the addition of Larry Gratch as its new President and Chief Operating Officer. Prior to joining Capital Guardian
People Moves
09/25/2013
Matrix Reports Resignation of David Balsdon From Board
He has over 20 years of experience in the investment industry and served as a director of the board since May 2012.
09/25/2013
Drew Carrington joins Franklin Templeton's DCIO business
"Plan sponsors are increasingly shifting their focus from traditional defined benefit and defined contribution
09/24/2013
Hedge funds wanted Summers to head Fed
Larry Summers pulled out of the Fed chair race earlier this month due to the likelihood of a contentious confirmation process.
09/22/2013
Bel Air Investment Advisors Expands Fixed Income Team
These additions will bolster Bel Air’s existing capabilities and position the firm to meet the growing fixed income needs from its client base across North America.
09/22/2013
UBS Wealth Management Americas boosts Equity Compensation Business
UBS Wealth Management Americas, a division of UBS AG, announced that Karen Damaso has joined the firm to support new business development initiatives in the equity compensation services division.
09/22/2013
BNY Mellon Wealth Management’s recruiting campaign is in full swing
The wealth manager recently hired two senior directors of business development, the latest in a flurry of hires to boost its sales force by 50% by the end of 2014.
09/21/2013
A New Chief Executive Joining Bridge Growth Partners
She is one of the most well-known women in finance, will have the chance to do it all again, from the other side of the table.
09/19/2013
Morgan Stanley wealth complex manager Marchassalla leaves -sources
The managing director and complex manager for some of Morgan Stanley Wealth Management's most profitable offices in New York has left after more than 20 years at the company
09/19/2013
RBC Wealth Management Adds $200 Million Team
Adviser Duo Jumps From J.P. Morgan Securities
09/18/2013
We Still Have Work To do’ To Topple Barriers, says RBC’s Taylor
Kathleen Taylor believes women’s “firsts” still matter.
09/18/2013
KPMG Adds Three To Alternative Investments Group
KPMG Has Hired Three Industry Veterans To Augment Its Rapidly Growing Alternative Investments Team, Focusing on Hedge Funds, Private Equity Firms and Real Estate Funds.
09/17/2013
Bank of America names Latin America head
The source did not say whether a replacement for Bettamio had been appointed
09/17/2013
Business Ownership Is Thriving, but Constrained by Taxes, Talent and Lack of Planning - RESEARCH
Business ownership at all ages is thriving as a new generation of young entrepreneurs inherits family wealth, including many of the businesses created by baby boomers
09/17/2013
Deutsche Bank Hires Bank of America Wealth Advisers for U.S.
Deutsche Bank AG,hired three advisers from Bank of America Corp. for affluent individuals and families in the U.S.
09/16/2013
HighTower adds adviser team from Morgan Stanley
HighTower Advisors, an independent adviser-owned firm that has grown by hiring away from top U.S. brokerages
09/16/2013
RBC Wealth lands adviser from Raymond James
He generated about $1.1 million in annual revenue production
09/16/2013
Barclays bolsters its Financial Institutions team
The Solutions team will also support financial institutions in addressing the growing need to anticipate, react and capitalise on continued regulatory change
09/16/2013
Case is new CFO of Annex Wealth Management
She will oversee all areas of the firm’s financial operations and accounting.
09/15/2013
SunGard boosts wealth and retirement administration business
He has been named executive vice president and general manager of advisory and investment services for SunGard’s wealth and retirement administration business.