06/11/2013
He has twenty-five years of experience in the investment management industry serving the needs of high net worth and ultra high net worth individuals and families, and their endowments and foundations.
06/10/2013
Prior to that she served as vice-president, financial counseling, at Ayco Co, a Goldman Sachs company.
06/09/2013
LPL Financial Holdings Inc has hired the global chief risk officer from Morgan Stanley's wealth division at a time when it comes under increased scrutiny over its ability to supervise more than 13,000 independent stockbrokers.
06/09/2013
Nomura has strengthened its Investment Banking franchise with the announcement of six senior hires, the creation of a new industry coverage group and the expansion of its coverage and product capabilities in the Americas.
06/05/2013
Stephen Fish joined UBS in Cincinnati, Ohio, on May 30, after generating $3.4 million in fees and commissions last year at Hilliard Lyons.
06/05/2013
Advisers Michael Wallace and Todd Belfiore, based in Tampa, moved to Stifel after more than a decade at UBS