12/05/2012
SEC trading and markets directors moves on
"He has helped us lay the groundwork for an entirely new and comprehensive regulatory regime for derivatives."
People Moves
12/05/2012
Raymond James Recruits $230 Million Team in Baltimore Area
The team operates as Fusco Financial Associates, an independent firm
12/05/2012
Ernst & Young bolsters fraud & dispute team
Ernst & Young has announced a number of new hires, promotions and leadership changes in its Fraud Investigation & Dispute Services (FIDS) practice.
12/05/2012
JPMorgan names O'Donovan corporate controller
The company said O'Donovan, 42, had served as Global Controller for the company since 2010
12/04/2012
JPMorgan realigns executives in corporate and investment banking
The memo, from the two co-CEOs of JPMorgan's recently combined Corporate & Investment Bank, said they would integrate coverage of banking clients under two men.
12/04/2012
Eaton Vance appoints co-directors of EV Global Income Group
They replace Mark S. Venezia, CFA, who has indicated his intention to retire on or about year end.
12/04/2012
Citigroup cuts 11,000 staff worldwide
The bank said the move, which will see its headcount shrink by 4%, would cost it about $1bn (£621m) in pre-tax charges.
12/03/2012
Morgan Stanley's former financial advisers Join Wells Fargo
They were among roughly 50 advisers listed on a letter to senior management outlining "various deficiencies" in the brokerage's policies and new software program.
12/03/2012
Nomura Expands Investment Banking Coverage in the Americas
The firm's Investment Banking franchise is continually building on its proven track record as a provider of strategic and financing solutions to individual, institutional, corporate and government clients in the Americas and overseas.
12/03/2012
Morgan Stanley Hires Advisors Managing $778M
The largest team by assets in the latest hires comes from Merrill Lynch.
12/03/2012
Carlyle Group adds strategist to global market strategies unit
Carlyle Group's global market strategies unit manages $30 billion in hedge funds, structured credit, middle-market credit, energy mezzanine and distressed products.
12/02/2012
Boston Private Bank & Trust Co. Appoints Director Of Operations
"I'm confident that his expertise will enable us to continue to develop and maintain our excellent track record in client service and risk management."
12/02/2012
Gleacher & Company boosts Investment Banking Division
"His experience and commitment to earning a client’s trust will help to deepen our relationships and expand our Investment Banking Division.”
12/02/2012
Standish Names Senior Portfolio Manager, Currency Strategies
He also will be responsible for managing Standish's soon-to-be-launched currency absolute return strategies
11/29/2012
Susquehanna Names New Head For Trust and Private Client Business
Ritter joined Susquehanna in February through the merger with Graystone Tower Bank
11/29/2012
Citigroup Investment Banking Unit To Cut Bonuses, 150 Jobs
The securities and banking division employs about 17,000 people.
11/29/2012
Boutique investment adviser appoints co-chief investment officer
He will share responsibility for leadership of KAR's equity team and investment operations with Robert Schwarzkopf, chief investment officer since 2007.
11/28/2012
River City Bank, wealth management firm strengthen bond
The two Sacramento companies remain independent
11/28/2012
Ameriprise lands teams from Merrill, Morgan Stanley
Ameriprise gave us the opportunity for all of our clients to do more financial planning
11/28/2012
Raymond James hires ex-Morgan Stanley broker
“He has a great reputation and exemplifies a deep caring for his clients and their interests, which is totally in line with Raymond James’ values and culture.”