06/13/2013
UBS Investment Bank Names Sara Ferrari to Emerging Markets Role
UBS AG will coordinate the development of the emerging markets business
People Moves
06/13/2013
Brevan Howard Currency Trader Luke Ding Said to Leave Hedge Fund
Luke Ding, is leaving the firm
06/13/2013
Washington Trust Appoints Head of $4.4B Wealth Management Group
Gim has extensive experience in the financial services industry, specializing in corporate planning and treasury-related functions dating back to 1989.
06/13/2013
U.S. Wealth Management appoints new head of corporate development
Former Pershing Senior Recruiter to Focus on Adding Independent Financial Advisory Practices to Fast-Growing USWM Platform
06/13/2013
JPMorgan makes another change in chief risk office
The disclosures set off intense investigations by government and company officials of JPMorgan's risk controls and whether some banks are too big to manage safely.
06/13/2013
Merrill Hires 4 Morgan Stanley Brokers in New Jersey
Four financial advisers managing more than $400 million in client assets have joined Bank of America Corp.'s (BAC) retail brokerage arm from rival Morgan Stanley Wealth Management.
06/12/2013
BNY Mellon boosts Wealth team in Florida
He has served his entire career in financial services with Wells Fargo.
06/12/2013
Raymond James lands Morgan Stanley adviser in Georgia
Raymond James Financial Inc has expanded its adviser force in Georgia with a veteran hire from top U.S. brokerage Morgan Stanley Wealth Management
06/12/2013
John Mack Joins Board of Glencore Xstrata
John Mack is going long commodities.
06/12/2013
Trust Company of America boosts Board of Directors
Trust Company of America, an independent technology and custody provider for RIAs, announced today that it has appointed Robert MacDonald to its Board of Directors.
06/12/2013
UBS loses senior private equity exec
Nigel Dawn leaving at the end of July.
06/12/2013
BNY Mellon Appoints Head of U.S. Retail Sales
BNY Mellon Investment Management announced a new head of U. S Retail Sales
06/12/2013
GenSpring Family Offices appoints new President of Florida Region
GenSpring Family Offices Announced the promotion of Nikki Gokey
06/12/2013
UPDATE 1-Canada names John Pecman to head competition watchdog
Canada on Wednesday named internal candidate John Pecman to head its Competition Bureau, nearly one year after he stepped in as interim head of the watchdog agency. Pecman was named Commissioner of Competition for a five-year term. The bureau is an inde
06/11/2013
Millennium Hires Fourth UBS Hedge Fund Manager
Millennium Management has added to its recent haul of UBS hedge fund traders.
06/11/2013
BB&T Capital Markets hires head of Institutional Sales and Trading
Michael H. Riskind as head of Institutional Sales and Trading for its Equity Capital Markets group.
06/11/2013
Avondale Partners Expands into New York
an independent investment banking and wealth management firm announced it is expanding to New York City.
06/11/2013
Axis Hires Morgan Stanley’s Bautista in Capital Markets
Axis Capital Holdings Ltd. (AXS) hired Edgar Bautista and Sandeep Ramachandran, formerly of Morgan Stanley (MS)’s commodities unit, as the reinsurer expands in capital markets tied to weather.
06/11/2013
Foster Dykema Cabot Hires Chief Investment Officer
He has twenty-five years of experience in the investment management industry serving the needs of high net worth and ultra high net worth individuals and families, and their endowments and foundations.
06/11/2013
JPMorgan Chase grows Houston wealth management, private banking
JPMorgan Chase Bank is expanding its presence in the Houston private banking and financial advice market.