07/17/2013
Principal Global Investors Announces New Managing Director, Consultant Relations
Maureen Hays to lead firm's consultant relations practice
People Moves
07/16/2013
Raymond James snags four industry bigs in RIA push
The firm plans a media campaign beginning in September to get the word out about its custody service as well as options for hybrid advisers.
07/15/2013
ING Investment Management adds to its EMD team
ING Investment Management has announced the appointment of Daniel Eustaquio as senior portfolio manager Hard Currency,
07/15/2013
Ocean Bank appoints wealth management head
Miami-based Ocean Bank was the sixth-largest bank based in South Florida on March 31, with $3.4 billion in assets.
07/15/2013
Sovereign names new CEO
Sovereign Bank and its Spanish parent, Santander Holdings USA, said that Jorge Moran has stepped down as CEO of both entities
07/15/2013
U.S. Bank Wealth Management Makes Three Appointments
Eric Stern has been appointed managing director of private banking for Ascent Private Capital Management of U.S. Bank.
07/14/2013
Union Bank Vice Chairman John Erickson to Retire
He will continue to serve as an advisor to President and Chief Executive Officer Masashi Oka
07/14/2013
Bank of Tokyo-Mitsubishi UFJ Announces Integrated Business Leaders for BTMU Americas Holdings
Assembling these strong leaders into one combined management team will align our business units and amplify their capabilities across geographies and markets
07/14/2013
Oppenheimer Strengthens Healthcare Investment Banking Team
Oppenheimer & Co. Inc. announced that Marc Cabrera has joined its Healthcare Investment Banking Group as Managing Director and Head of Healthcare Services.
07/14/2013
Changing of the guard at Highbridge Capital Management
Highbridge Capital Management LLC said its co-founder, Glenn Dubin, has appointed Goldman Sachs veteran Scott Kapnick as chief executive.
07/14/2013
BNY Mellon Expands Wealth Management Team
In Philadelphia, Francis Schickling Jr., Karin Kinney and James Lu have joined the firm’s portfolio management teams, and Jonathan Sprogell has joined the private banking team.
07/11/2013
U.S. Bank snags senior trust professional from Bank of America
The Private Client Reserve defines high-net-worth clients as those with more than $1 million in investable assets.
07/11/2013
Raymond James lands adviser team in Pennsylvania
Raymond James Financial Inc said on Thursday it hired a team of veteran advisers who managed more than $350 million in clients assets to join its independent broker-dealer division in Pennsylvania.
07/11/2013
Elite Connecticut Wealth Management Team Joins Northstar Wealth Partners
The duo will continue to practice with the direct support of their client service specialists Colin Dugan and Amy Lawler.
07/11/2013
Morgan Stanley commodities marketing head departs
The news was first reported on industry website SparkSpread.com.
07/11/2013
Deutsche Bank Said to Hire Goldman’s Kitidis in Wealth Push
She’ll be part of a push by continental Europe’s biggest bank to boost profits from advising the rich and to catch up with UBS AG and Credit Suisse Group AG.
07/10/2013
BMO Global Asset Management Strengthens Institutional Sales, Trust and Custody Efforts
Sean's extensive experience, investment knowledge and leadership skills will be invaluable in strengthening and complementing BMO's dynamic Institutional Sales team
07/10/2013
Deutsche Bank Bolsters Credit Team
Stephen Read, will come in next month as a director to trade high yield at Deutsche
07/09/2013
PineBridge Investments Expands Global Sales Team
PineBridge Investments announced the appointment of two senior sales executives; Tucker Glavin as Managing Director, U.S. Sales and Paul Osborne as Managing Director
07/09/2013
RBC Recruits Morgan Stanley Duo
In an effort to exapnd its presence in northern New Jersey, RBC Wealth Management has added the Levy Tebeleff Group, formerly of Morgan Stanley, to its Parsippanny office.