02/26/2012

Merrill Lynch manager exits, opens own practice

For Stratton, 49, the move into the independent advisory space is a return to his advising roots, where he began his career at a small practice with his father back in the late 1980s.

02/26/2012

RBC Hires Oppenheimer Financial Advisor in N.J .

Ebanietti joins the firm as senior vice president and financial consultant. He has been registered with RBC since Jan. 12, according to his public registration records with the Financial Industry Regulatory Authority.

02/23/2012

UBS head of non-U.S. healthcare to retire

Will Thompson will become head of healthcare in Europe, Middle East and Africa with “immediate effect,” the memo said. The contents of the memo were confirmed by a spokesman at UBS today.

02/23/2012

Conning Expands Europe Investment Team

Mr. Hawkins and Mr. Greaves will be based out of Conning's London office reporting to Russell Busst, European Chief Investment Officer for Conning.

02/23/2012

Baird Private Equity Names Managing Partner

He has more than 20 years of finance and private equity experience, including the past seven years as a Partner with Baird Capital Partners and, before that, three years as a partner with Baird Venture Partners.

02/22/2012

Risk Paradigm welcomes industry veteran

Kiefer has been a successful advisor at UBS in the Boston area serving non-profit organizations, philanthropic high-net-worth clients, health care professionals and career professionals in the sports industry.