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People Moves

10/15/2015

Barclays American 'casino banker' boss-in-waiting faces grilling by regulators before being allowed to take the top job

But concerns have been raised by MPs that the appointment may herald a return to the aggressive culture and focus on investment banking fostered by former boss Bob Diamond.

10/15/2015

$258M UBS team goes independent with Wells Fargo

Curtis Rach and Jud Crary join established practice in Irvine, Calif.

10/15/2015

Wealth advisory firm names MD of newly established subsidiary

He holds a BA in Economics from Indiana University-Bloomington.

10/14/2015

Genesis Capital Partners Hires Industry Veteran As Its First Marketing Chief

She is an active fund raiser for several not-for profit organizations.

10/13/2015

OppenheimerFunds Hires James White as Head of Diversity & Inclusion

Prior to joining OppenheimerFunds, White served as Vice President, Americas Diversity & Inclusion

10/13/2015

Janney Announces Wealth Planning Leadership

Prior to Vanguard, Martin worked as a financial advisor for Morgan Stanley.

10/13/2015

Citigroup Names First Global Head of International Personal Bank

Sambamurthy will report to Anand Selvakesari, the head of consumer banking for Asia Pacific

10/13/2015

Barclays set to name Jes Staley as new chief executive

Barclays is set to appoint former JP Morgan banker James "Jes" Staley as its new chief executive.

10/12/2015

Rockefeller & Co. Appoints Karen Wawrzaszek As Managing Director And Senior Advisor

She has a dedicated expertise in impact investing.

10/12/2015

First Republic Hires Credit Suisse Bankers for Wealth Management

First Republic, the former Bank of America Corp. unit, has been expanding wealth-management after going public in 2010.

10/11/2015

BBH look to their own for new investor services head

Páircéir has been with BBH for 15 years and joined as managing director in 2000 before becoming partner in 2010.

10/09/2015

The CEO of a $3 billion startup that recently raised $280 million is suddenly stepping down

Krach's departure comes as a bit of a surprise, especially considering Docusign just raised $280 million at a $3 billion valuation in May.

10/08/2015

Wells Fargo Securities Appoints Curran to Lead Insurance Investment Banking

He will be advising on and developing capital markets products and solutions to meet the changing needs of insurance industry customers.

10/08/2015

Mariner Hires Robert Woodard to Lead Growing Institutional Business

32-year industry veteran brings extensive institutional investment leadership to the firm

10/08/2015

AXA IM to Strengthen Client-Focused Strategy with New Americas Appointments

These serve to support the firm’s client-focused strategy and growth ambitions in the Americas region.

10/08/2015

360 Wealth Management of Dallas Adds Director of Operations Sarah Pais

Large Hybrid RIA firm adds Director of Operations to further accelerate its growth.

10/08/2015

Merrill Lynch Recruits Credit Suisse Team in Chicago

Credit Suisse brokers and outside recruiters expect the bank to sell its U.S. broker unit.

10/07/2015

Patton Albertson Miller Joins Focus

Founded in 2003, PAM primarily provides wealth management, investment management, business succession planning

10/07/2015

Lawrence Ng of LNG Management Joins Metamorphic Ventures Advisory Board

Lawrence is an entrepreneur, leading LNG Management, an asset management firm focusing on global opportunities in commercial real estate

10/06/2015

Robert Wood Johnson MD to Lead Sloan Foundation

Elizabeth Hewitt has been tapped to lead the $1.9 billion fund, replacing retiring CIO William Petersen.

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