10/01/2015
Morgan Stanley Promotes Ted Pick, Dan Simkowitz to New Roles
Pick and Simkowitz, both more than 20-year veterans of Morgan Stanley, are taking over businesses struggling to meet their financial targets.
People Moves
10/01/2015
$370M Team Leaves Merrill For Stifel
The team, operating as NSCHH Wealth Management Group, is supported by Cathy Carr, a registered client service associate.
10/01/2015
Morgan Stanley Said to Hire UBS’s Prelle for German Banking
Prelle, who was most recently chairman of corporate client solutions at UBS in Germany, will continue to be based in Frankfurt
09/30/2015
Ed Kleist Appointed Senior Private Client Advisor in Bank of the West Wealth Management Group's New Ultra High Net Worth Business
A former CPA, Kleist has extensive experience delivering wealth planning, investment and credit solutions to families
09/30/2015
HighTower's Gryphon Financial Partners Adds Two Advisors, Surpasses $1 Billion in Client Assets
Mr. Regan began his career at Merrill Lynch in 1995.
09/30/2015
Glenmede Names Lee Miller Regional Director of Firm's New York Office
NYC Office Appoints 25-Year Industry Leader as Director and Welcomes Lea Emery
09/30/2015
Wedbush Securities Announces Kirsten Fraunces and Ian Winer as Co-Heads of Equities Division
In addition, Wedbush launches Advanced Securities Division initially focused on digital currencies and contracts, and private company shares.
09/29/2015
Scotiabank Welcomes Eduardo Pacheco to Its Board of Directors
Mr. Pacheco is the Chief Executive Officer and a director of Mercantil Colpatria S.A. As Head of the Colpatria Group
09/29/2015
Merrill nabs $270 million-asset Texas duo from Wells
O'Connell worked at Merrill's Wellfleet, Massachusetts
09/29/2015
Claren Road co-CIO to retire at end of the year
Claren Road reported assets of $4.2 billion as of June 30, down from a peak of $8.5 billion as of Sept. 30, 2014
09/29/2015
WeiserMazars LLP Names Seven Equity Partners and an Equity Principal
Debra has more than 20 years of experience in health care with a concentration in building and maintaining diverse provider networks
09/29/2015
Wells Fargo Names Industry Veterans to Co-Lead Loan Syndications and High Yield Debt Capital Markets
Their expanded roles include leading Investment Grade Loan Syndications, Real Estate Syndicated Finance and Loan Sales
09/29/2015
Fiduciary Trust of New England Expands NH Office with Senior Investment Professional
Fiduciary Trust Company of New England (FTCNE), a wealth advisor and investment management firm for high net worth families and charitable organizations, announced today that Walter “Bud” Abbott has joined the firm as vice president.
09/29/2015
Veteran Banker Rockers Joins D.A. Davidson & Co. Investment Banking Team
Rockers earned his bachelor’s degree from Colorado State University
09/29/2015
Barington Capital appoints head of marketing and investor relations
Industry veteran Marjorie Kaufman has joined Activist hedge fund manager Barington Capital Group as a partner in charge of marketing and investor relations.
09/29/2015
Oak Ridge Investments Names Mark Goodwin Chief Operating Officer
Mark has served in leadership roles at Ernst & Young, Putnam Investments and most recently at Pioneer Investment Management, where he held successive roles as CFO & COO.
09/28/2015
Co-founder to exit Carlyle hedge fund
Sean Fahey to take role as sole chief investment officer
09/28/2015
Merrill Lynch announces new financial adviser for Crystal Lake
The international wealth management company offers financial services on retirement, education and legacy planning.
09/25/2015
Changing scene: Morgan Stanley adds wealth expert
Shartsis advises and manages money for high net worth families and corporations.
09/25/2015
Pitcairn Taps Laurie Ressin Martin as Managing Director & DC Office Head
She will report to Averill Jarvis, managing director of client services and head of all of Pitcairn’s relationship teams, effective October 5.