09/10/2020
Fieldpoint Private Hires BNY Duo with $900 Million Book
The group together produced $5.2 million in annual revenue, the brokers said in an interview about their move.
People Moves
09/10/2020
Chubb Appoints Diego Sosa to Lead Company's Operations in Japan
Mr. Sosa has more than 25 years of experience in insurance and finance, including 13 years at Chubb.
09/10/2020
Houlihan Lokey Hires Senior Advisor
Industry Veteran to Lead New Effort Focusing on Women-Owned Businesses
09/10/2020
Wells Fargo Dismisses $6.5 Billion ‘Top’ Bank Broker in Palo Alto
Abrams could not be reached for comment. His practice partner, Joseph Yapaola, said hee could not comment or provide a contact number.
09/10/2020
Bryant Davis hired as Financial Advisor in UBS Los Angeles Private Wealth Management office
Bryant brings over 15 years of wealth management experience to the Phillips Hayes Group.
09/10/2020
Citi CEO Michael Corbat Announces Plans to Retire in February 2021
Board of Directors Selects Jane Fraser to Succeed Corbat as CEO
09/10/2020
Simplify Asset Management Announces Hiring of Chief Revenue Officer
Brian Kelleher hired to lead focus on customer success and experience
09/09/2020
BNY Mellon Wealth Management Names Client Strategist in Chicago, IL
She is a Series 7 and Series 66 Securities license holder.
09/09/2020
Rockefeller Capital Management Adds Three Highly Acclaimed Advisory Teams to Growing Private Wealth Platform
Advisors join Firm in three regional divisions: Pacific Northwest, Central, and Southwest
09/09/2020
Alera Group Promotes Tina Hohman to EVP and Wealth Management Practice Leader
Hohman Will Be Responsible for Wealth Management Services Offered Throughout Alera Group
09/09/2020
Pillsbury strengthens insolvency practice in New York, continuing long-term lateral hiring initiative
Hugh McDonald joins from Troutman Pepper as Pillsbury makes fifth insolvency hire of 2020
09/09/2020
Alera Group Promotes Tina Hohman to EVP and Wealth Management Practice Leader
Hohman Will Be Responsible for Wealth Management Services Offered Throughout Alera Group
09/08/2020
Capital Group Hires From BlackRock
The firm has created a new role to oversee the strategy and expansion of its investment services in Asia and Europe.
09/07/2020
Bryan Noonan Joins Juncture Wealth Strategies to Serve High Net Worth clients in Scottsdale, Arizona
His extensive experience in financial planning will help grow the firm’s presence with High Net Worth and Ultra High Net Worth families across the country.
09/07/2020
Markel hires Kelly Castriotta to strengthen cyber coverage
She becomes Markel’s lead underwriting project manager for the US non-affirmative cyber project and provides guidance on product development and enterprise risk management initiatives.
09/07/2020
Adam Salama to become a partner at Gallagher Re in March 2021
Salama will join the Gallagher Re after 14 years at Aon, where he was until recently head of London market marine and energy reinsurance.
09/04/2020
Ex-Merrill UHNW Broker Lands at Boston Private in San Francisco
The Financial Industry Regulatory Authority in July opened its own investigation of Merrill’s discharge notice, according to a separate disclosure on Berry’s BrokerCheck record.
09/04/2020
HSBC Private Bank Americas product specialist boss exits
His exit is another high profile departure from HSBC’s Private Banking unit covering the region this year.
09/04/2020
Former Ferrari And Bugatti Exec Pleads Guilty In Supercar Sales Kickback Scheme
Offshore tax evasion is a top priority for IRS - Criminal Investigation and, as was shown today, we are wholeheartedly committed to bringing these offenders to justice.”
09/04/2020
LPL Financial Welcomes the Murphy Team to Happy Investment Services
The advisors reported having served approximately $200 million in brokerage and advisory assets. They join from Cadaret, Grant & Co.