10/30/2014
He brings 12 years’ experience in the consumer sector to Raymond James’ New York capital markets office from Oppenheimer & Co. after previous stints at Salomon Smith Barney and Schroder & Co.
10/29/2014
Wilmington Trust named Anthony Roth as chief investment officer.
10/28/2014
Veith received his bachelor’s degree in Economics from Georgetown University and his MBA from George Mason University.
10/28/2014
Wells Fargo Private Bank announced Monday that Amrit Walia will serve as regional managing director for the New Jersey market.
10/28/2014
The firm advised Hennessy Capital Acquisition Corp. on its deal to purchase school-bus manufacturer Blue Bird from Cerberus Capital Management LP’s Traxis Group.
10/28/2014
State Street Corporation announced today the appointment of Jane Kirkland to senior vice president in its investment servicing business.
10/28/2014
The longest-serving chairman of the Securities and Exchange Commission, is joining the advisory boards of two bitcoin-focused companies.
10/28/2014
She brings 20 years of investor relations experience across industries
10/28/2014
He received graduate banking education from the University of Pennsylvania's Stonier Graduate School of Banking
10/27/2014
RCS Capital boosts executive team
The New York-based firm's new leaders include former LPL Financial executive Bill Dwyer, who is now CEO of the firm's Realty Capital Securities unit.
10/24/2014
He will be responsible for overseeing a network of 50 BMO Harris locations, and driving growth to deliver the breadth of BMO Harris' retail banking, small business banking and premier services across the state.
10/24/2014
Global infrastructure manager Hastings has made three senior appointments in its London and New York offices and has now more than 35% of its staff covering the European and North American markets.
10/24/2014
Oppenheimer Funds boosts New York board
The Board of Trustees/Directors of the Oppenheimer Funds designated New York Board is pleased to announce the recent appointment of industry leader Daniel Vandivort to the Board, effective November 1, 2014.
10/23/2014
The four-member team is led by Daniel Carney and Stuart Peterson.
10/23/2014
A former Merrill Lynch advisor team said they felt the firm wronged them by terminating them, according to their attorney.
10/23/2014
Their hiring comes roughly three weeks after Snowden Lane recruited four advisers from UBS Wealth Management Americas where they had $400 million in assets under management.
10/23/2014
Nguyen began her career in the financial services industry in 1998.
10/23/2014
She began her career as an investment banking analyst and trader for Credit Suisse First Boston.
10/23/2014
He joins BNY Mellon from Oliver Wyman Group, where he was senior partner and leader of the North American Public Policy Practice
10/23/2014
He joins BNY Mellon from Oliver Wyman Group, where he was senior partner and leader of the North American Public Policy Practice