Managers of Wealth Americas

Long-time Merrill Lynch Executive Chris Dupuy Joins Focus Financial Partners

Mr. Dupuy will be based in Focus’ San Francisco office

SL Green Appoints Andrew W. Mathias to Board of Directors

Mr. Mathias earned a Bachelor of Science degree in economics from the Wharton School

Millennium Adds Ex-Goldman, Merrill Bond Trader

A former Goldman Sachs and Bank of America Merrill Lynch trader has joined Millennium Management in London.

Guggenheim hires new Technology Investment Banking MD

He has worked on strategic transactions and financings

Wells Fargo compliance executive takes on expanded role

Wells Fargo & Co has promoted the compliance head of its brokerage unit to become chief compliance officer of a larger unit that integrates brokerage, wealth management and retirement savings services

Brooks joins Ameriprise Financial

Ameriprise Private Wealth Advisors provide personalized client service

Aspiriant Targets Silicon Valley Wealth With New Hire

Fox began her career in the Valley as a marketing executive for Sun Microsystems and Oracle

Ex-Merrill Executive Joins Focus Financial

A Merrill Lynch executive who resigned during a management shakeup earlier this year has joined Focus Financial Partners LLC in a position where he will help recruit top brokers away from his former firm.

Alvarez & Marsal Establishes Global Asset Management Services

Alvarez & Marsal Asset Management Services, LLC is an independent affiliate of Alvarez & Marsal Holdings, a global professional services firm with a 30-year track record of maximizing asset value in connection with scores of business transformatio

Webster Private Bank Bolsters Portfolio Management Team

Both have extensive experience in investing for high-net-worth clients, the bank said.

BNY Mellon Wealth Management appoints strategy head

With locations on six continents and an extensive global network of correspondent financial institutions, BNY Mellon's Treasury Services group delivers high-quality performance in global payments, trade services and cash management.

UBS Hires Former Credit Suisse Banker

UBS recently advised the management team of Nuveen Investments on its sale to TIAA-CREF, and American Express on the sale of half its corporate-travel business.

Wells Fargo signs $1.5 billion Michigan team

Trio previously worked at J.P. Morgan Private Client Service Group

RBC research hires continue with star retail duo

RBC Capital Markets has continued its build-out in research with the appointment of two of Bank of America Merrill Lynch’s top-ranked retail team

Institutional asset manager appoints head of business development for liquid alternatives

He will be responsible for developing products and implementing a distribution plan for Insight’s liquid alternatives, total return and absolute return products across the Americas.

InvestView Strengthens Asset Management Division, Hires Wall Street vet

He will be help build our asset management division.

Guggenheim Hires Head of Execution Services and Sales Trading

This hire further strengthens Guggenheim Securities' fast-growing equities franchise.

Stifel hires two advisers from UBS Securities

They managed about $200 million in client assets in UBS.

Lorraine Fox Joins Aspiriant as Director of Wealth Management

A “Woman of Influence” in Silicon Valley Brings 17 Years Experience to Leading Independent Advisory Firm

Houlihan Lokey Appoints Co-Ahead of the Transaction Opinions Practice

Houlihan Lokey, the international investment bank, today announced that Jennifer Muller has been appointed Co-Head of the firm’s Transaction Opinions practice alongside Chris Croft, who has been leading the practice since 2010.

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