11/26/2014
UBS Nets Advisor With $1.5B in AUM
A Merrill Lynch advisor managing $1.5 billion in assets has left the wirehouse to join UBS Private Wealth Management, according to a UBS spokesman.
11/26/2014
Resh will oversee brand stewardship for the firm as it continues its rapid pace of growth Strategic hire coincides with public listing on the NASDAQ Global Stock Market
11/26/2014
Before Cypress, Renaudin worked as a Senior Associate Portfolio Manager for The Bank of New York Mellon in San Francisco.
11/26/2014
United Northeast Financial Advisors moved up a notch to #3 compared to the #4 ranking they earned from a similar report issued earlier this year reflecting the first quarter of 2014.
11/26/2014
He is a member of the management committee in KPMG's San Francisco office and has worked in the firm's offices in the U.K., France and Hong Kong
11/26/2014
LPL Financial boosts Board
He brings decades of operational and financial and accounting industry experience to Board and Audit Committee
11/26/2014
For an investor banned from the securities industry, Philip Falcone is plenty busy
Harbinger Group Chairman, CEO Will Receive Lump-Sum Payment of $40 Million
11/26/2014
Harlem-based Carver Federal Savings last week announced that Michael Pugh, its president and chief operating officer, will replace longtime Chief Executive Deborah Wright at the end of the year.
11/26/2014
Gina Gurgiolo has joined the Mercer Chicago office's defined contribution advisors specialty practice; more
11/25/2014
Lazard AM grows global multi asset teamLazard Asset Management has appointed Rupert Hope as a director and portfolio manager in its global multi asset team.
11/24/2014
John C. McRae, of Citizens National Bank’s Wealth Management Division, as well as a Branch Manager and Senior Financial Advisor with Raymond James Financial Services, has received national recognition.
11/23/2014
Kallsen has been with Schwab since May 2012, according to her LinkedIn profile.
11/23/2014
Taubman Hires Top Sports Banker
Taubman, 53, will be chairman and chief executive officer of a new entity
11/23/2014
UBS Names Head of Private Solutions Business
As part of the move, Steve Pierson, who joined UBS in 2013 from Credit Suisse Group AG, will now become sole head of financial institutions in the Americas
11/23/2014
Wedbush Securities boosts Private Client Services Group
He brings more than 25 years of experience working with community banks across the Western United States and has a substantial track record in capital raising and merger advising.
11/23/2014
She comes to True North Advisors from Carter Financial Management where she was Senior Vice President responsible for financial planning services as well as oversight of the firm’s daily office operations.
11/21/2014
Evercore has hired Connecticut Insurance Commissioner Thomas B. Leonardi as senior advisor. Leonardi is the former chairman and CEO of Northington Partners.
11/21/2014
After 33 Years at Merrill, Florida Broker Joins UBS
A source close to Merrill, who was not authorized to publicly speak on the matter, estimated Twohill and Scalici's collective production at closer to $2 million than $2.4 million.
11/21/2014
Cuts Are Said to Include Team Head Kevin Cook
11/21/2014
On the opposite coast, in Century City, California, broker Richard Zinman joined Merrill Lynch also on Nov. 14 from Morgan Stanley's Beverly Hills office, where he had managed $104 million in assets and produced $1.22 million in fees and revenues.