05/05/2014
RBC Wealth Management Hires Advisors from Wells Fargo
The advisors managed about $350 million in client assets at Wells Fargo and had fees and commissions of about $1.8 million
05/05/2014
UBS Poaches Barclays' Global Banking Chairman
We have seen Barclays lose a number of senior and high-profile professionals this week
05/05/2014
He joined JPMorgan, the biggest U.S. bank, in 2012 to trade options and futures on the VIX, as the Chicago Board Options Exchange Volatility Index is known. In his e-mail, Wien thanked JPMorgan colleagues for the two-year experience.
05/05/2014
At the time, only one other China IPO had successfully launched in the US and China Commercial Credit
05/05/2014
HighTower snagged its biggest wirehouse team yet on Monday.
05/02/2014
Merrill Lynch Snags $3 Billion Team
Merrill Lynch has scooped up two advisors with $3 billion in assets under management from rival wirehouse giants UBS and Deutsche Bank.
05/02/2014
Global X Management Company LLC a sponsor of innovative exchange traded funds, today announced the appointment of Greg King as EVP Head of Product Development & Strategic Ventures
05/02/2014
Perella Weinberg boosts private client market segment team
He will report to Sandra Haas, Deputy Head of Asset Management.
05/02/2014
Steven A. Cohen, who closed his hedge-fund firm SAC Capital Advisors this year to settle allegations of insider trading, is stepping down as a director of the Robin Hood Foundation after 10 years on the board.
05/02/2014
Donald Runkle had been with the independent broker-dealer since 1993
05/02/2014
Based in the firm's New York office, Mr. Weld will concentrate on the origination of debt capital markets transactions.
05/01/2014
JPMorgan Chase Earns 19 Percent Less to Start the Year
05/01/2014
The advisers had managed more than $80 million in client assets at Wells Fargo
05/01/2014
RIA Firm Announces New Partners and Growth Initiatives
It also provides an affiliation and collaboration of nationally prominent independent fee-only RIA firms
05/01/2014
City Financial has appointed Canada-based Lalit Aggarwal, formerly of George Soros’s team, to its board
05/01/2014
The bank’s current head of healthcare services, Ananth Bhogaraju, has been promoted to vice chairman for healthcare in the Americas
04/30/2014
Opus Bank announced today that Doug Stewart has joined Opus Bank as Managing Director Technology Banking.
04/29/2014
The wealth management business is experiencing dramatic change on several levels
04/29/2014
Ponti joined New York-based JPMorgan in 2008
04/29/2014
The head of the United States business of Barclays is stepping down as the bank prepares to carve out the business to comply with new financial regulations.