05/18/2015
Mizuho Adds Credit Suisse Traders to Growing U.S. Equities Unit
Mizuho Financial Group Inc. hired a pair of U.S. stock traders from Credit Suisse Group AG as the Tokyo- based bank expands its equities business in the country.
People Moves
05/18/2015
Focus Announces Ten New Hires to Support its Significant Growth
Focus Financial Partners , the leading international partnership of independent wealth management firms, today announced ten new hires at the holding company level since 2014
05/15/2015
Wells Fargo Funds Management appoints DCIO head
He was executive director of J.P. Morgan’s national accounts team for defined contribution investment services.
05/15/2015
Harvard Professor Joins Cornerstone Research as Senior Advisor
Influential economist contributes expertise on industrial organization, technological change, and econometrics.
05/14/2015
International Tax Estate Planning Professional Joins Akin Gump
Ms. Lee’s practice includes advising clients on U.S. tax law
05/14/2015
Dynasty Financial Partners Welcomes Scott Welch as Chief Investment Officer
Mr. Welch is a frequent speaker on wealth management topics
05/13/2015
JPMorgan appoints Head of Private Capital Markets
He joined from Barclays Plc where he was most recently global co-head of private capital markets
05/13/2015
Former Clearing House Head Lands at Deutsche Bank
Deutsche Bank has hired the former president of the Clearing House Association to take charge of its stress testing process
05/13/2015
Merrill Lynch says Hill to head retirement investment & income team
She was most recently with Merrill Lynch's Global Wealth and Retirement Services markets group, where she was head of product development and origination.
05/13/2015
BNY Mellon appoints Senior Deputy General Counsel
He graduated summa cum laude with a bachelor's degree in Economics and Political Science
05/13/2015
RWC partners confirms details of new emerging market team
To support the team, RWC Partners has established a new office in Miami and is in the process of establishing an office in Singapore, subject to regulatory approvals.
05/13/2015
Grant Thornton’s Mid-South Private Wealth Services gets new leader
She also serves as a board member for Junior Achievement of Central Carolinas
05/13/2015
Southeast-Based Wealth Management firm appoints principal
He is a member of the Tennessee Bar Association as well as the Mississippi Bar Association.
05/12/2015
DBO Partners Adds Two Highly Regarded and Experienced Technology Bankers as Partners
DBO Partners, a leading merchant banking firm, today announced that Mathew Hein and David DeRuff have joined the firm as Partners
05/12/2015
Barclays hires semiconductor banker from Bank of America
Barclays already has a strong practice in semiconductors
05/12/2015
Former Conn. U.S. Attorney Hired by Previously Sanctioned Investment Firm
The new firm, like SAC Capital, is run by Steven Cohen, who still faces a civil lawsuit by the U.S. Securities and Exchange Commission, which alleges that Cohen failed to supervise the employees who were later found guilty of insider trading. He has denie
05/12/2015
LPL Names Wright to New CTO Slot
The new IBD executive reports to Chief Information Officer Victor Fetter
05/12/2015
Bank of America Merrill Lynch Hires Tech Banker
Bank of America Merrill Lynch has hired Bill Frauenhofer, a longtime adviser to chip-making companies, as its head of global semiconductor investment banking
05/11/2015
Pioneer Investments appoints new head of U.S. equity research
Mr. Sterling is responsible for managing Pioneer’s team of 14 U.S. equity research analysts based in Boston. On May 29, he will become a portfolio manager on the firm’s research-based equity strategies.
05/08/2015
Former Bank of America Assistant General Counsel Monica Thompson Joins McGlinchey Stafford
McGlinchey Stafford PLLC is pleased to announce the addition of Monica S. Thompson as Of Counsel in its Consumer Financial Services group in the firm’s Dallas office