09/09/2014
Hopkins & Carley Adds Family Wealth, Tax Planning Vets
Silicon Valley firm Hopkins & Carley on Monday announced the addition of two estate planning veterans to its family wealth and tax planning department.
People Moves
09/08/2014
Citi Veteran Promoted to Lead Private Bank
He succeeds Mark Mason who was recently named Chief Financial Officer for Citi's Institutional Clients Group.
09/08/2014
Pimco Names Said Saffari Executive Vice President and Portfolio Manager
He will be based in Newport Beach, California and report to Michael Gomez, managing director and head of emerging markets portfolio management.
09/08/2014
Steve Cohen Money Manager Exits After McLaren Reckless-Driving Arrest
Orwicz was arrested Aug. 28 on charges of reckless driving, improper passing and disobeying a police officer signal while behind the wheel of the yellow McLaren in New Canaan, Connecticut, New Canaan News said on its website.
09/08/2014
Ameriprise Financial Hires 5 Advisors in US
Asset manager and brokerage Ameriprise Financial Inc said it hired five advisers across different locations in the United States over the past few weeks.
09/08/2014
John Hinshaw Elected to BNY Mellon Board of Directors
NY Mellon, a global leader in investment management and investment services, announced today the appointment of John Hinshaw to its Board of Directors.
09/08/2014
Manulife Asset Management Names Allan Hutton, CFA, to Business Development Team
This investment expertise extends across a broad range of public and private asset classes, as well as asset allocation solutions.
09/08/2014
Chief of $1 billion Juilliard endowment is leaving
The move is notable because of the New York City-based school's relatively large financial position-more than $1 billion in total assets despite only about 850 total students-and Marcus' sophistication as an investor.
09/07/2014
Deloitte Corporate Finance appoints Houston Managing Director
He has extensive international experience and completed in the course of his career over $40 billion in energy and energy-related financings representing clients in project finance, capital markets transactions, IPOs, strategic advisory, and cross border
09/07/2014
BofA appoints Vice Chair, Global Wealth & Investment Management
He had been the company's co-COO since September 2011, Bank of America said in a filing.
09/05/2014
Morgan Stanley Wealth Management nabs 3 brokers with $1.3 billion in assets
Recent recruits include a former Merrill Lynch duo who managed $1.1 billion
09/05/2014
B. Riley Expands Investment Banking Group, Announces Sales & Trading Promotions
We are very pleased to promote Andy and Eric to their new roles and welcome Patrick and Chobun to our team.
09/05/2014
UBS moves derivatives chief to NY in agency push
He will report to Paul Hamill, UBS's global head of FX, rates and credit execution services. A spokeswoman for the bank confirmed the move.
09/05/2014
Aequitas Capital hires Goldman special situations executive
He will also be working closely with Craig Froude, Managing Principal of Aequitas’ Private Equity practice.
09/05/2014
Cantor Fitzgerald Wealth Partners Expands National Team with Two New Hires
Cantor Fitzgerald Wealth Partners continues to expand its team with the addition of financial industry veterans
09/04/2014
Baird hires financial adviser, branch manager from Wells Fargo, RBC
Baird said it hired a financial adviser and a branch manager from Wells Fargo and RBC Capital Markets, respectively.
09/04/2014
Deutsche Bank named Wall Street banker and hedge fund veteran as head of U.S. investment arm
Deutsche Bank, Europe's top investment bank, has struggled to regain standing with U.S. regulators in the wake of the financial crisis even as it adds staff and expands its North American franchise.
09/04/2014
BMO Capital Markets names new group head, chief operating officer
BMO Financial Group has announced leadership changes at BMO Capital Markets.
09/04/2014
BVA Compass appoints new head of asset management and trust
She brings significant investment, insurance and advisory services leadership experience- Holmes held senior positions at Santander, Citi and Fifth Third Bank
09/04/2014
DeVere opens San Francisco office
DeVere said the new office is an “integral part of its ambitious expansion plans for the North American market”.