02/03/2015
BofA poaches banker from Goldman
Bank of America Merrill Lynch has poached AJ Murphy from Goldman Sachs to be co-head of global leveraged finance
People Moves
02/03/2015
SEC Taps Seasoned In-House Lawyer to Lead Investment Management Unit
The investment management division is tasked with writing regulations for mutual funds, exchange-traded funds, hedge funds and private equity funds.
02/02/2015
Wilmington Trust Expands Fiduciary Tax Department
New additions to the team include John Roberts, Daniel Valentino, and Anthony Ward. The Fiduciary Tax Department is based in Wilmington Trust's headquarters in Wilmington, Del.
02/02/2015
Coutts appoints MD for Western European, American and Resident Non-Domiciled clients
Based in London John will oversee the Western Europe and America’s Desks, with a team of 50 client advisers and support staff.
02/02/2015
Kames Capital strengthens equity team
He joins the team as an investment analyst focussing on North American equities, reporting to Marcus Chandler, Kames’ head of North American equities.
02/02/2015
Sandler O’Neill Hires Two Veteran Traders to Build CMBS Franchise
They will report to Alan D. Roth, a Principal in Sandler O’Neill’s fixed income sales and trading group.
02/02/2015
Industry Veteran Deborah Graver Joins Signature Financial Planning As Partner
Signature Financial Planning today announced that Deborah Graver has joined as a partner in the firm, bringing with her more than two decades of industry experience and executive management.
02/02/2015
The 7 most interesting people hired by Goldman Sachs, J.P. Morgan and Morgan Stanley this year, and what they mean for you
Some of these registrations are people who were hired last year and have only just been logged with the regulator.
01/30/2015
Canadian Imperial Bank of Commerce Cutting More Than 500 Jobs
The layoffs come as all of Canada’s big banks are focusing increasingly on cost controls
01/30/2015
Peapack-Gladstone Bank expands wealth management team
She brings to the Bank 12 years of financial expertise
01/30/2015
Evercore boosts Equity Capital Markets Group
He was most recently Head of Capital Markets for Liquidnet
01/30/2015
BBVA Compass boosts board
He joined BBVA Compass in 2002
01/30/2015
Fund industry exec joins Convergence
As a member of the company's Management Committee, Joe will work in partnership with the company's co-Presidents, John Phinney and George Evans, on business strategy, the development and execution of strategic business and customer relationship
01/30/2015
Hub International Northeast boosts Private Client Services Division
Over the course of her career, Lynn has contributed to the development of new services and personal insurance solutions for affluent individuals and multi-generation wealthy families for over 25 years.
01/30/2015
Hub Northeast Hires Killeen as First VP of Private Client Services
Hub International Northeast, a division of Hub International Limited, has hired Lynn Killeen as first vice president of Private Client Services, focusing on further developing Hub’s family office practice.
01/30/2015
DMS Offshore Appoints Former Goldman Sachs Exec as Director
DMS Offshore Investment Services (DMS), the world's largest fund governance firm, has appointed Westley Chapman as a Director.
01/30/2015
Aequitas Capital Partners Expands National Sales Team
Expansion Result of Rapid Growth Since Launch of Unit Last Year and Kicks off New Phase of Delivering Solutions and Support to RIA Firms and Wealth Advisors
01/28/2015
Franklin Templeton announces three key hires
"We are thrilled to welcome three multi-year veterans, with such deep understanding of the institutional marketplace, and feel confident that they will be instrumental in expanding our footprint in this very important space,"
01/28/2015
Steben & Company announces new Chief Investment Officer
In the years that John has been with us, his skill, expertise and insights have made a great contribution to Steben & Company, in both our new and existing funds
01/28/2015
Braunstein Leaves Cohen’s Family Office After Four Months
Braunstein, who is the brother of JPMorgan’s former vice chairman and Chief Financial Officer Doug Braunstein, didn’t return telephone messages seeking comment.