04/03/2014
Neuberger Berman appoints multi-asset class CIO
Neuberger Berman has experience working with clients who manage significant funds in-house.
People Moves
04/03/2014
RBC Wealth Management hires financial adviser from Barclays
Platt was the director of wealth and investment management
04/03/2014
Commodity chief to leave JPMorgan
She will take time off and "consider future opportunities," according to a memo bank executives sent to employees on Wednesday.
04/03/2014
Avondale appoints head of investment banking
He joined Avondale in 2004 as head of healthcare investment banking, where he helped establish the firm as a nationally-recognized provider of advisory and capital raising services for public and private companies.
04/02/2014
Wells Fargo’s Sloan Seen Poised for CEO Job in Executive Shuffle
The appointments “represent a natural evolution of executive responsibilities
04/02/2014
Regulatory Compliance Expert Erick Christensen Joins Protiviti as a Managing Director in Charlotte
Erick Christensen has joined the Charlotte, North Carolina office of Protiviti a global consulting firm, as a managing director focused on regulatory matters in the firm's Risk and Compliance practice.
04/01/2014
CIBC hires head of U.S. institutional equity trading
He is the new managing director and head, U.S. institutional equity trading for CIBC World Markets in New York.
04/01/2014
PineBridge Investments Expands Institutional Business Development Team
PineBridge Investments a leading global multi-asset class investment manager, today announced the appointment of four new senior professionals to its Americas Business Development Team.
04/01/2014
Wells Fargo Advisors unit hires adviser from Merrill Lynch
As an independent adviser, Fratarcangeli will get a larger payout than brokers who are full-time employees but cover more of his expenses out of pocket.
04/01/2014
Ex-Morgan Stanley Banker Joins Litigation Finance Firm
A former senior investment banker with Morgan Stanley is joining a Chicago-based investment company that specializes in litigation finance
04/01/2014
Hermes appoints deputy to US SMID fund
Prior to this role, Russell was senior portfolio manager of the Global Developed Markets Equity funds at Nomura Asset Management.
04/01/2014
tGlobal Asset Management Veteran to lead Direxion Funds
Global Asset Management Veteran to Lead Firm as Demand for Non-Traditional Investments Grows
04/01/2014
StoneCastle Financial appointment Chief Financial Officer
We are extremely pleased to have Pat join our team as our Chief Financial Officer
04/01/2014
Hermes raids Nomura to replace Anstey for US small-caps fund
Michael Russell has been recruited from Nomura onto the £384 million Hermes US Small and Mid-cap Equity fund.
03/31/2014
World’s largest privately-held commercial real estate services firm nmes ABC News Consultant
As President of RMS, Commissioner Kelly focuses on helping clients identify potential vulnerabilities as well as prepare for and manage risk across a number of critical areas. These include physical and cyber security intelligence, crisis management, due
03/31/2014
TD Bank appoints Head of North American Credit Card and Merchant Services Compliance
Has named Paul Shay as Senior Vice President, Head of North American Credit Card and Merchant Services Compliance.
03/31/2014
Wealth Management Team Joins People's United
People's United Bank announced today that a team of five seasoned professionals has joined its Wealth Management group.
03/31/2014
Convergent Wealth Advisors Expands in New York Market
His previous business development experiences at Gerson Lehrman Group and Credit Suisse Asset Management,
03/31/2014
Citibank Appoints Technology Banking Veteran as Silicon Valley Market President
I am passionate about Silicon Valley, its communities and its worldwide impact on innovation
03/31/2014
Manulife Asset Management Private Markets Names Marketing Director, Private Placements And Commercial Mortgages
Manulife Asset Management Private Markets today announced that Ilene Kelman, CFA, has joined the organization as Marketing Director for Private Placements and Commercial Mortgages.