Managers of Wealth Americas

SEC Hires Former Finra Official to Oversee Markets

The Securities and Exchange Commission today announced that it has named Stephen Luparello as director of its Division of Trading and Markets.

Raymond James Recruits $2 Million Team From Morgan Stanley

They serve corporate executives, business owners, affluent families and female investors in the Buffalo area and throughout the eastern United States.

Mizuho Expands Investment Banking Platform With Senior Power & Utilities Appointment

He joins Mizuho from the Royal Bank of Scotland

MoneyBlock Hires Joseph Cusick as Vice President of Wealth and Asset Management

He will lead the development of MoneyBlock’s wealth-management platform, targeting independent reps and advisors managing more than $25 million.

American Express hires top tech execs from Goldman Sachs and Google

He is a member of the Technology Executive Team and serves on the company's Global Management Team.

Cantor Fitzgerald Expands metals and mining investment banking team

'We are pleased to have Graham join our expanding investment banking platform.' said Shawn P. Matthews, Chief Executive Officer of Cantor Fitzgerald & Co.

Arne Boudewyn to Head Family Dynamics and Education for Abbot Downing

Dr. Arne Boudewyn, a veteran of Abbot Downing and Wells Fargo with more than 20 years of experience as a researcher, educator and consultant to ultra-high-net-worth families, has been named head of Family Dynamics and Education for Abbot Downing

Division of Trading And Markets Acting Director John Ramsay to Leave SEC

He was appointed deputy director of the division in September 2010 and has served as acting director since December 2012

Deutsche Asset & Wealth Management expands US team

He brings extensive experience and a deep understanding across our broad investment capabilities

CIFC boosts Capital Markets And Distribution team

He brings over 23 years of loan origination, structuring, underwriting and investing experience across both debt and equity markets.

Epic Intermediaries Expands Team

With nearly 15 years of professional experience in financial services, Eric Leibowitz brings expertise in management, training and analysis to EPIC Intermediaries.

Equity Financial Holdings Appoints Chief Risk Officer

It also provided a business update, including remediation of certain of its underwriting processes and controls following an independent Board-led review.

Sapient Private Wealth Management Adds Former RBC Financial Advisor

The Sapient team left Morgan Stanley in 2010 after more than three decades of service, and launched their own independent wealth management firm with the help of Focus Connections

SAC Compliance Chief Steps Down

SAC Capital Advisors' chief compliance officer is to leave the hedge fund, as it transitions to a family office.

Newton appoints Head of Newton Capital Management, North America

He has an extensive global institutional and retail sales background and was most recently chief marketing officer and executive managing director of Turner Investment Partners. Prior to that, he was global head of sales at Acadian Asset Management.

City National Names Scott Witter to Head Private Banking in New York City

City National Bank announced today that it has appointed Scott Witter to head the private client services group in New York.

Cornerstone Capital boosts Private Client Wealth Management team

In his new role, Phil serves as Chief Investment Officer of Cornerstone Capital Investment Management, with responsibility for overseeing the Firm’s Private Client Wealth Management investment strategies.

Raymond James Recruits $1 Million Advisor from Stifel Nicolaus

“We are pleased to welcome Alex to the Raymond James family,” said Federer. “Adding the Gallego Financial Group is another indicator that we’re attracting some of the very best in the industry and is further proof of the firm&rsqu

Raymond James Recruits $101 Million Team in Blue Ash, Ohio from Wells Fargo

“We are pleased to welcome these successful advisors to our Blue Ash office,” said Roney.

Global alternative asset manager names Chief Sustainability Officer

She will help ensure that the company makes the most of our ESG efforts as we work to create value for our investors.

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