08/05/2014

DTCC announces new global trade repository head

He has more than 30 years experience in consumer and corporate banking operations, previously serving in senior-level roles at DTCC and, before that, at Citigroup, where he was Global Processing Head of Capital Markets Operations.

08/01/2014

Lucia Capital Group appoints new CEO

The Firm currently has over 70 employees and through its subsidiaries and affiliates oversees approximately $2.3 billion of client assets, as well as 16 branch office locations nationwide.

08/01/2014

Raymond James Hires Financial Advisors from UBS

The team, known as Rogers Norton Wealth Management Group of Raymond James, joins from UBS Financial Services in Portland, where they managed more than $200 million in client assets and had annual fees and commissions of about $1.9 million.