04/08/2015
TCW appoints U.S. Fixed Income Group MD
Park Bolsters the Firm’s Long-Term Success in Credit-Based Investment Strategies
People Moves
04/08/2015
Private-Banking Regional Exec Leaves Merrill for First Republic
A veteran Merrill Lynch executive who oversaw a portion of its ultra-wealthy-client group on the West Coast has left to join First Republic Bank’s wealth-management division
04/08/2015
Regions Wealth Management boosts team
Regions Bank has announced the appointment of two wealth management executives
04/08/2015
Marlin & Associates Expands Team -- Adds Former PNC Banker
Over the past 13 years, the firm has advised on transactions in more than 20 countries
04/08/2015
Bank of America Names New Heads of Global Investment Banking
Karim Assef was previously global head of investment banking coverage
04/08/2015
UBS Appoints Americas Equities Co-Heads
UBS has filled the slots at the top of its U.S. equities business. Again.
04/07/2015
Blockchain Tech Startup Hires Morgan Stanley Advisor
He will manage the funds raised from the token sale that Factom has made
04/07/2015
Rabobank appoints M&A head for North America
He will be based in New York
04/07/2015
Ex CIO of Nike to Join Bitcoin Startup
He will be the President and COO of the company and will be based in Los Angeles.
04/07/2015
Oppenheimer Names President Of Oppenheimer Asset Management
Oppenheimer Asset Management Inc., a unit of Oppenheimer Holdings, is pleased to announce that Bryan E. McKigney will become its President, effective on April 15
04/07/2015
Cetera Gears Up for More Growth
Cetera is now focused on getting its leadership and operations strategy in place.
04/07/2015
Bank of America Corporation Hires New Vice Chairman For Equity Capital Markets
Michael Wise is joining Bank of America Merrill Lynch, as vice chairman of worldwide equity capital markets
04/07/2015
Mark Landis Joins Wavelength Capital Management
Wavelength Capital Management, LLC , a leading provider of liquid alternative investments and portfolio solutions, today announced that Mark Landis has joined the company as Co-Managing Partner, effective immediately
04/06/2015
Turner Investments boosts team
"John's strong technical background in healthcare, combined with the effective risk-management discipline he has demonstrated throughout his professional career, will complement the great research and stock selection capabilities of Turner'
04/06/2015
LPL Names Arnold to CEO Slot
LPL Financial says CFO Dan Arnold is replacing outgoing President Robert Moore
04/02/2015
Rick Terry Named Private Wealth Director for Heartland Financial USA, Inc.
Terry brings extensive knowledge and more than 30 years experience in the areas of strategic planning
04/02/2015
Swiss Private bank trims executive ranks of Americas wealth management unit
Two members of the firms's Wealth Management Americas' executive committee have stepped down
04/02/2015
UBS trims executive ranks of Americas wealth management unit
Two members of UBS AG's Wealth Management Americas' executive committee have stepped down
04/02/2015
Award winning Huntington Bank hires new President for Asset Services Inc.
Young is replacing Joe Rezabek who left the position to lead a privately held firm also based in Columbus, Ohio
04/01/2015
JPMorgan Execs Said Deposed in SEC Asset-Management Probe
JPMorgan Chase & Co. executives have been deposed and thousands of pages of internal documents subpoenaed as part of a U.S. investigation into the bank’s asset-management unit, according to people familiar with the situation.