11/04/2014
BNY Mellon appoints senior wealth director
Garcia-Saladrigas, who will report to Managing Director Luis Castellanos, joined from J.P. Morgan Chase & Co where he was a private banker
People Moves
11/04/2014
Highland Capital Management Appoints Managing Director of National Accounts for the Independent Broker Dealer Channel
Ms. Martin is considered one of the best national account representatives in the business
11/04/2014
PIMCO Hires Marc Seidner as Managing Director and Portfolio Manager
Mr. Seidner will return to the firm in a new role as Chief Investment Officer
11/04/2014
Veteran Merrill Lynch brokers move to Wells Fargo, Morgan Stanley
A Merrill spokeswoman confirmed that both the Miami group and George left the firm
11/04/2014
BMO Names Hoffmeister as Global Investment-Banking Head
Bank of Montreal named Perry Hoffmeister global head of investment and corporate banking of its BMO Capital Markets unit.
11/03/2014
Griff Sexton Retires from the Board of Directors of Morgan Stanley; Jami Miscik Elected to the Board of Directors
We are delighted that Ms. Miscik has joined our Board
10/31/2014
BNY Mellon appoints Mark Hathaway senior wealth director
He was previously a managing director at Apheta Business Management, joined last month, BNY Mellon said in a statement.
10/31/2014
BNY Mellon Wealth Management Ramps Up in Key Market
The build-out of BNY Mellon's wealth management leadership team in Florida continues in full swing.
10/31/2014
Portfolio Manager Chooses Pimco over Croque-Monsieur Food Truck
Jeremie Banet, who left Pimco to operate a food truck selling croque-monsieur sandwiches in Los Angeles, is returning to Pacific Investment Management Co next week as an executive vice president and portfolio manager.
10/31/2014
New Leader of Deloitte's Banking and Securities Team named
He succeeds Bob Contri, a vice chairman of Deloitte LLP, who was named to the role in 2010 and retains his position as Deloitte's national financial services industry leader. Contri also spearheads a number of significant client and relationship effo
10/31/2014
Raymond James reports strongest recruiting year since 2009
In 2009, Raymond James reported its U.S.-based sales force rose by 300 advisers to a net total of 4,781 financial advisers from the year before.
10/31/2014
Kleinberg, Kaplan Expands Hedge Fund Team
Jared’s strong experience in derivatives trading, fund formation and regulatory matters increases the versatility of our team
10/31/2014
Arrowpoint Partners appoints Minyoung Sohn
Denver-based hedge fund firm Arrowpoint Partners has appointed Minyoung Sohn as portfolio manager of the Meridian Equity Income Fund.
10/31/2014
Ex-Morgan Stanley Rates Head Joins Alphadyne Hedge Fund
Morgan Stanley former head of interest-rate trading, Glenn Hadden, has joined Alphadyne Asset Management LLC as hedge-fund firms bulk up on macro traders.
10/31/2014
Wilmington Trust Hires Todd Freeman as Private Client Advisor in Syracuse, N.Y. Office
Wilmington Trust hired Todd Freeman as a private client advisor for the firm’s Wealth Advisory office in Syracuse, N.Y.
10/30/2014
Legg Mason taps president to also serve as board chair
Legg Mason also announced it had selected John V. Murphy as lead independent director
10/30/2014
Prologue Capital Adds To Investor Relations Team
He was a Senior Research Analyst at Spring Mountain Capital where he was responsible for analyzing and monitoring hedge fund and private equity fund investments across a wide range of strategies.
10/30/2014
Wells Fargo veteran to run community banking operations for Eastern Region
Her new role will place her in charge of 32,000 employees in 2,700 retail banking locations covering 14 states, from Connecticut to Florida and as far west as Tennessee.
10/30/2014
Wilmington Trust bosts Wealth Advisory team
He joins the firm with nearly 20 years of experience in the wealth management field. Prior to joining Wilmington Trust, Bloom worked with J.P. Morgan's Private Bank.
10/30/2014
Nyse names head of governance services
The New York Stock Exchange announced today that effective immediately, Stacey Cunningham has been named President of NYSE Governance Services, a leading provider of corporate governance, risk, ethics and compliance services for public and privately held