07/20/2017
Merrill Lynch trio managing $463 million joins Ameriprise
Team switches firms but stays in Roseville, Calif.
People Moves
07/19/2017
J.P. Morgan Asset Management Strengthens DC Real Estate Portfolio Management Team
She led the DC real estate research and consulting practice.
07/19/2017
JPMorgan Lawyer Joins Norton Rose Fulbright Partnership
Reers has worked with private clients and their businesses, foundations and family offices on tax, wealth transfer, business succession and charitable planning. She also has a robust cross-border advisory practice.
07/19/2017
SEC Announces Christopher Hetner as Senior Advisor to the Chairman for Cybersecurity Policy
Mr. Hetner also implemented information security and regulatory compliance programs for Citigroup’s Institutional Client Group global business and technology units.
07/19/2017
Newest hires at UBS: Two advisers with $290M
UBS recruited two RBC advisers who managed $290 million in client assets, according to the firm. Advisers Deborah Johnston and Erica Frantz joined the wirehouse in Minneapolis, where they report to Christopher Watkins, Minnesota market head and branch ma
07/19/2017
AGF expands team
Prior to this role, she held senior investment management roles at Oppenheimer Capital, Federated Investors and Clay Finlay Inc.
07/18/2017
RBC hires broking grandee for chairman role
Bank appoints industry veteran, who also ran the business at Merrill Lynch, to newly-created role
07/18/2017
APFI Announces New Leadership Team Line-Up
Riad returned to South Africa as a consultant to Acsis
07/17/2017
New CEO of BNY Mellon announced
Gerald L. Hassell will continue to serve as Chairman of the Board through December 31, 2017, working closely with Mr. Scharf to ensure a seamless transition of responsibilities.
07/17/2017
KKR names Bae, Nuttall as co-presidents in step towards succession
KKR has never before named a president or someone with an equivalent title, a job that could serve as a stepping stone to eventually leading the entire firm.
07/17/2017
Northern Trust names Lisa Marcus managing director, senior wealth strategist
She served as managing director and business development officer for seven years.
07/17/2017
Northern Trust Announces Leadership Changes
We will benefit from his focused efforts around growing our client relationships.
07/17/2017
Richard L. Shamos Joins Sadis & Goldberg's Financial Services Practice
He has advised companies in connection with international regulatory issues, including the conversion of alternative funds to AIFs, the structuring of multi-manager and multi-strategy products, cross-border regulatory compliance and tax planning.
07/17/2017
Winston & Strawn Adds Corporate Partner in New York
“Phil has built an impressive practice advising private equity sponsors on a diverse array of finance transactions,” said Dominick DeChiara, chair of Winston’s Corporate Department.
07/14/2017
Leading compliance data enablement platform appoints new MD to lead growth
Listed by Planet Compliance as one of the most influential RegTech firms and is the only platform that can access all data providers via API and aggregate them into a single view for compliance professionals.
07/14/2017
Atlantic Capital Bank Hires New Private Banker
She began her banking career at SunTrust as a Personal Banker and Financial Services Representative.
07/14/2017
Eaton Vance appoints director of institutional business development
She will be a significant contributor to the continued expansion of our institutional presence.
07/14/2017
Senior VP joins RBC Wealth Management
Her customized approach to wealth management integrates sophisticated financial analysis with diversified investment recommendations.
07/14/2017
Another Partner Leaves Baker McKenzie in Miami, This One for Holland & Knight
His work at Holland & Knight will continue to focus on assisting ultra-high net worth clients with tax planning, including pre-immigration tax planning.
07/14/2017
BMO Capital Markets names new global co-heads of M&A
Who were heads of Canadian and U.S. M&A.