09/28/2018
Boston Private Hires New Senior Wealth Advisor in Beverly Hills, California
Ms. Born frequently volunteers her time providing financial advice to low-income families in the Los Angeles area.
People Moves
09/28/2018
BNY Mellon Wealth Management Names Paul J. Simon as Senior Director, Wealth Manager in Naples, Florida
Simon will report to Senior Director and Team Leader David J. Maksymetz and will be responsible for managing client relationships covering all aspects of wealth management advice including investments, planning and banking.
09/28/2018
KDB Expands Intellectual Property Force With 5 Hires
The additions augment KDB’s capabilities in the financial technology (fintech) arena, said KDB Senior Principal Scott Bluni.
09/27/2018
Fiduciary Trust expands New York Office
The firm-wide culture at Fiduciary Trust emphasizes the importance of a deep understanding of each client's unique situation and circumstances," said Mr. Uzal.
09/27/2018
LPL Financial appoints Business Development EVP
He joins LPL from IBM, where he most recently served as vice president and partner.
09/26/2018
UBS names new manager research leader amid reshuffle
Joseph, who headed up discretionary portfolios and model solutions, left the firm in July to join Citi Private Bank as global head of portfolio solutions.
09/25/2018
Wealth Manager Joins leading private bank in Century City
Levine, who has more than 30 years of wealth management experience, was named Managing Director and Wealth Manager.
09/25/2018
Goldman Adviser Who Managed $1.4 Billion Leaves to Open Own Firm
Over the past three years, ultra-high-net-worth assets overseen by independent multifamily offices have grown 10 percent on average each year, about five times as fast as assets held at private banks, Cerulli Associates estimates.
09/25/2018
Otterbourg Expands Its Litigation Practice
He is a strong addition to the firms litigation department who will provide our clients wise counsel on crisis management, investigations and a wide range of other issues.
09/25/2018
Investment Funds Attorney Joins Global law firm
He also coordinated the development and structuring of all new fund products.
09/25/2018
Santander Bank Appoints Commercial Banking Regional Executive for Connecticut
Cerminaro holds a B.A. in economics from the University of Pittsburgh, a certificate in finance from the London School of Economics and an MBA from St. John's University Tobin School of Business.
09/25/2018
Piper Jaffray appoints MD in Technology Investment Banking
She will be based in the firm’s San Francisco office and report to Michael Kim, head of technology investment banking.
09/25/2018
Nomura Hires GCA's Minnihan for Financial Technology Coverage
He was most recently a managing director and head of financial technology with GCA Advisors LLC, a U.S. brokerage and advisory division of the Japanese investment bank GCA Corp.
09/25/2018
$1.4B Goldman Advisor Starts Firm With Dynasty
Gary Hirschberg, 39, now leads Chicago-based Aaron Wealth Advisors.
09/21/2018
Baird Add Brokers from Morgan Stanley, Wells Fargo
The advisors in Wisconsin and North Carolina were managing an aggregate of $235 million.
09/21/2018
Bank of America’s investment banking boss to depart
Christian Meissner steps down in wake of loss of market share in M&A
09/21/2018
Technology investment bank Qatalyst hires Zweig from JPMorgan
At JPMorgan, Zweig was focused on executing mergers and acquisitions in the technology sector.
09/21/2018
Goldman Names Dees Co-Head of Investment Banking
Goldman Sachs promoted Dan Dees to co-head of its investment-banking division alongside Gregg Lemkau and Marc Nachmann, the latest in a series of management changes for incoming CEO David Solomon.
09/21/2018
Prudential Appoints New CFO
Ken Tanji takes over as executive vice president and CFO of Prudential Financial, replacing Robert Falzon.
09/21/2018
EJF Capital LLC Hires Asheel Shah as Senior Managing Director & Head of Real Estate
In his position, Mr. Shah will direct all commercial real estate investment activities including ground up development.