04/02/2018
Waddell & Reed Names Chief Compliance Officer
Industry veteran will head compliance oversight for broker-dealer and unaffiliated distribution
People Moves
04/02/2018
Asset manager hires Lawrence Danter as managing director
Danter's appointment comes amid a flurry of moves in the commodities funds industry.
04/02/2018
Wealth Management Boutique Expands team
In a statement Ingber said, “Over the years I have evaluated numerous firms in a search to identify one that truly understood me, and more importantly, my client’s distinct needs and goals.
04/02/2018
Starwood Capital Group Hires Two Managing Directors in Asset Management
Both hires are a strategic priority for the firm and highlight Starwood's unwavering dedication to creating value for its investors through hands-on asset management.
04/01/2018
Raymond James Brings on $216M Breakaway Merrill Rep: Recruiting Roundup
Meanwhile, Ladenburg Thalmann and Fidelity share their latest recruiting news; Live Oak Bank, FourPointe Consulting and FiComm Partners announce a special workshop series.
03/30/2018
Former P&G executive to help lead one of world’s biggest asset management firms
She had an 18-year career at Procter & Gamble within finance, technology, investor relations and brand management.
03/29/2018
HSBC appoints Head of Digital for US Retail Banking and Wealth division
Leadership Role to Focus on Investment and Utilization of Technology to Continue to Improve the Client Experience
03/29/2018
BNY Mellon Strengthens Technology Leadership with Addition of Two Seasoned Veterans
These appointments were announced by Bridget Engle, Senior Executive Vice President and Chief Information Officer. Both Reyda and Sieczkowski are based in New York.
03/29/2018
Veteran banker joins SouthCrest
Hudgins has previously held senior executive and director positions at four leading community banks.
03/29/2018
Claudia Poernig Joins Baker McKenzie as Partner
And other announcements of recent hirings and promotions of New York attorneys.
03/29/2018
Raymond James Brings on $216M Breakaway Merrill Rep: Recruiting Roundup
The advisor began her financial-services career in 2005 with Merrill Lynch and earned the Chartered Retirement Planning Counselor designation from the College for Financial Planning.
03/28/2018
Independent Bank Hires Veteran Lenders to Support Denton Growth
Independent Bank’s unique brand of banking extends from the Gulf Coast of Texas to the Rocky Mountains.
03/28/2018
JTC Expands Senior Management Team with US and UK Appointments
Tony Whitney, Group Head of Institutional Client Services, welcomed Wouter and Jonathan to JTC
03/28/2018
Investcorp Appoints Jan Erik Back as Chief Financial Officer
He started his career with Swedish bank, Handelsbanken, in their international finance and accounting operations.
03/28/2018
Four Morgan Stanley Executives Leave for Technology Firm Advizr
The financial planning company’s CEO said the hires represent a turning point in the industry’s technology space.
03/28/2018
MUFG Hires Maureen Sullivan To Be Head of Supply Chain Finance Group For the Americas
Sullivan's 'Demonstrated Success,' Will Add Value for Clients, Says Jon Lindenberg, MUFG's Deputy Head of Investment Banking for the Americas
03/27/2018
PIMCO Hires Global Head of Talent and Organizational Development
Ms. Lewis will drive the design and execution of PIMCO’s firm-wide talent management initiatives
03/27/2018
Instinet Appoints Mark Kelley as Senior Equity Research Analyst Covering Internet
Based in New York, Mr. Kelley joins Instinet from Citigroup, where he was the lead analyst in the small and midcap Internet group.
03/27/2018
OppenheimerFunds hires new Chief Risk Officer
He previously held several roles within their Prime Brokerage, Equities, and Fixed Income Securities Divisions. Deek began his career in 1993 at Mentor Graphics as a Development Engineer.
03/27/2018
Gilroy joins other Barclays veterans at Bakers
Terence Gilroy spent more than four-and-a-half years with the bank, prior to which he spent seven years with Shearman & Sterling.