07/25/2018
King & Spalding Adds Class Action Litigators to its Chicago and Los Angeles Offices
Both new partners join King & Spalding from Sidley Austin.
People Moves
07/24/2018
TD hiring 200 advisers to boost wealth-management business
Canada’s largest lender by assets has about 2,100 wealth planners and advisers for its domestic business.
07/24/2018
DiMaio Joins Bryn Mawr Trust Wealth Management Division
Mr. DiMaio has more than 25 years of experience in wealth management
07/24/2018
PJ Solomon hires Rothschild consumer banker Gottschalk
Before Lazard, Mr. Gottschalk held a similar position at Wasserstein Perella & Co.
07/24/2018
B. Riley FBR Expands Team with Four New Investment Bankers
I’m thrilled to have Chris, Todd, Paul and David join the B. Riley FBR team
07/24/2018
Morgan Stanley Loses $1.6-Mln Broker to Wells in Texas
Earlier this month, Wells hired a $1.7 million producer in California.
07/24/2018
Wilshire Funds Management Strengthens Expertise with Two Key Hires
Kim comes to Wilshire with more than 18 years of industry experience.
07/24/2018
Goldman Names Two Women To Top Committee As Solomon Era Kicks Off
Goldman Sachs last week identified David Solomon as its next chief executive
07/24/2018
Union Bank Expands Pacific Northwest Wealth Management Team
Ryan Velo-Simpson Joins as Wealth Strategist
07/24/2018
Fidelity Advisor Managing $2.7 Billion Joins RIA
Larry Rollins said Monday he was joining Brenton Point Wealth Advisors.
07/23/2018
Finra Loses Analytics Head to Merrill Lynch
He was also responsible for creating the methods used to detect risks in broker-dealer firms and determine how those risks would affect the regulator.
07/23/2018
Pimco Executive Resigns After Allegations of Inappropriate Behavior
Bill De Leon’s resignation follows an internal review into his alleged behavior at a May 2017 charity event
07/22/2018
Wells Fargo Recruits Another Million-Dollar Team from UBS
Wells Fargo Advisors employed 14,226 brokers across its various offices as of June 30
07/20/2018
Santander Bank announces senior appointment
Laura's addition underscores the continued investment we are making in our corporate finance and capital markets
07/19/2018
Sean Gallagher, co-CIO of fundamental US equity, and Suneil Mahindru, CIO of international equity, are to leave the firm.
Gallagher, who was promoted to the position of co-CIO of fundamental US equity in January
07/19/2018
Half a Billion Dollar Merrill Lynch Team Takes Flight
Senderling began his financial services career at Merrill Lynch in 1990, according to his BrokerCheck profile.
07/18/2018
Oppenheimer Expands Its Financial Technology Expertise With New Managing Director
Oppenheimer's continued investment in areas of significant new company formation such as FinTech demonstrates our commitment to connecting the emerging cohorts of value-creating private companies to durable sources of growth capital and strategic par
07/18/2018
Retired Vanguard Exec To Take CFP Board Helm At Pivotal Moment
Brod will serve as chair-elect in 2019. In this position he will help provide strategic direction for the organization,
07/18/2018
Scott Cerosky and William J. Paterno Join World Insurance Associates LLC
This resulted in more accurate insurance classifications and better protection by insurance programs.
07/18/2018
Stifel hires 3 advisors from Merrill, Wells, Oppenheimer
The cumulative impact on Stifel's head count, which currently stands at 2,266, should be evident when it reports second quarter earnings until later this month.