09/14/2018
Allfunds appoints head of new Brazil office
Open architecture funds platform Allfunds Bank is to open a new Brazil headquarters in Sao Paolo, with the appointment of Jorge Sierra as the firm’s new Country Head.
People Moves
09/13/2018
BNY Mellon Wealth Management Names Wealth Director in Florida
Prior to that role, Rubenstein was a Trust and Estate Settlement Officer at SunTrust Bank Private Wealth Management in Fort Lauderdale. I
09/13/2018
Zurich North America appoints chief underwriting officer
At present, he manages the North America commercial insurance casualty portfolio.
09/13/2018
Broadridge names new CEO and executive chairman
All moves will be effective 2 January 2019.
09/13/2018
Vanguard Broadens Senior Leadership Team With Addition of Chief Risk Officer
He then moved to Vanguard's Portfolio Review Department, which is primarily responsible for investment manager search and oversight, eventually leading the group for five years.
09/13/2018
Manulife taps new CEO, CIO for global asset management business
I'm confident they will continue to create significant value for our organization
09/13/2018
Wealth advisory firm names Chief Legal Officer
Wayne Zell will also remain of counsel at law firm Odin, Feldman & Pittleman.
09/12/2018
BNY Mellon Wealth Management Names Wealth Director in Denver
Before joining BNY Mellon Wealth Management, Doucette was regional sales director at UBS Asset Management for six years where he was responsible for distribution of managed account solutions and mutual funds across multiple channels.
09/12/2018
Rockefeller-Backed Firm Lands First Team from HighTower
The Bapis Group, a $1.2 billion advisory team, leaves HighTower to join former Morgan Stanley wealth exec Greg Fleming’s Rockefeller Capital Management.
09/12/2018
Natixis appoints Chief Economist for Latin America
Berber has 18 years of financial services experience and joins Natixis from Nomura Securities
09/11/2018
Morgan Stanley loses father, daughter and son team to Raymond James
They specialize in serving business owners, physicians and high-net-worth families.
09/11/2018
Guggenheim Securities expands Oil and Gas Group
Mr. Brogdon received his M.B.A. from the McCombs School of Business at The University of Texas at Austin and his B.S. from The University of Texas at Austin. He is based in Guggenheim’s Houston office.
09/11/2018
Experienced Chicago Wealth Management Team Joins RMB Capital
The team was most recently at Calamos Wealth Management, where they all served in senior roles.
09/11/2018
William Bassin Joins Cowen’s Capital Introduction Team
Cowen's global capital introduction team continues to grow and now has professionals located in New York, Stamford, Dallas, and London.
09/11/2018
Wealth boutique recruits director in Florida expansion
Fiduciary’s Boca Raton office offers wealth planning and investment services to both domestic and offshore wealth clients and is one of three offices it has in Florida alongside Coral Gables and St. Petersburg.
09/11/2018
Crédit Agricole Corporate and Investment Bank Appoints Loan Syndications MD
Andrew is a seasoned syndicated loan professional with over 15 years of banking experience.
09/11/2018
J.P. Morgan Asset Management bolsters hedge fund team
J.P. Morgan advises clients on more than $17 billion in hedge fund assets
09/10/2018
Kleinberg Kaplan Adds Private Client Partner
Mr. Kolodny joins New York firm's national platform for estate planning and administration bringing a practice focused on wealth preservation and tax planning strategies for high net worth individuals and affluent families and family offices
09/10/2018
BNY Mellon Investment Management appoints Chief Economist
Shamik Dhar joins from the United Kingdom's Foreign and Commonwealth Office
09/10/2018
The Bapis Group Joins Rockefeller Capital Management
Nine-Person Private Wealth Management Group Marks First Team Hire