03/01/2018
Baird recruits $168M Edward Jones veteran
He spent 23 years with Edward Jones before joining Baird, according to FINRA BrokerCheck records.
People Moves
03/01/2018
Nasdaq Announces the Board of Directors of its Canadian Exchange
“We remain committed to providing our market participants in Canada with cost-effective and client-driven solutions that leverage Nasdaq’s award-winning exchange technology.”
03/01/2018
Wells Fargo Advisors Loses $500M Team
Wells Fargo Advisors has been shedding reps since the company’s retail banking unit got embroiled in a bogus account scandal in 2016.
02/28/2018
AIMA appoints Head of Canada
She has been an active member of AIMA for almost a decade, including serving as a member of the AIMA Canada board since 2014.
02/28/2018
Brandon Nett Joins Andersen Tax in Seattle as Commercial Managing Director
He has specific experience in mergers and acquisitions and has specialized tax experience in the technology, healthcare and mining industries.
02/28/2018
BMO Wealth Management Strengthens Ultra-High Net Worth Team with Six Senior Hires
These strategic hires allow CTC | myCFO to expand its roster of tenured professionals, enhance the experience of UHNW clients and strengthen the group's capabilities and service to UHNW clients.
02/27/2018
Franklin Templeton Investments Appoints Erika Arevuo As Head Of Institutional Marketing
She will work closely with the firm’s existing distribution, product management and marketing teams, globally, to develop and execute comprehensive marketing strategies to elevate the firm’s presence among institutional investors.
02/27/2018
Cambridge Trust Hires Veteran Private Banker
The appointment is part of Cambridge Trust’s continuing initiative to make strategic hires in support of its expanded banking and wealth management offering.
02/27/2018
Change at the top of BNY Mellon Wealth Management
“A new CEO is going to be appointed in due course,” said Jill Kremins, chief marketing officer at Boston-based BNY Mellon Wealth Management, confirmed on Monday.
02/27/2018
Chris Kerckhoff Named CEO of $4B Wealth Management Firm Plancorp
Longtime Plancorp executive to lead next wave of business development and digital innovation
02/27/2018
Life-long JPMorgan Private Banker in L.A. Shifts to Merrill
Merrill’s PBIG unit includes around 350 brokers serving a limited list of clients with at least $2.5 million invested at the firm.
02/26/2018
Capgemini appoints head of financial services business
He also becomes a member of the Group Executive Board. Anirban succeeds Thierry Delaporte who has taken on the role of Chief Operating Officer for the Group.
02/26/2018
CBRE Global Investors Taps New Senior Managing Director
Scott Spalding will be responsible for business development with financial intermediaries and investment advisors who assist high net worth investors.
02/26/2018
Crypto Firms Successfully Poaching Top Wall Street Talents
The appointment takes effect on March 1, 2018.
02/26/2018
Merrill Lynch and Wells Fargo Lose Reps to Raymond James
Separately, Matthew Mossburg has joined Raymond James in El Paso, Texas, from Merrill Lynch, according to an announcement. Mossburg had been with Merrill Lynch for more than five years.
02/26/2018
Lombard International Appoints US Head of Distribution
He will lead the US sales and distribution teams, which focus on three main channels: independent agents, financial intermediaries and institutional investment managers.
02/26/2018
Citi Private Bank Strengthens Capital Markets Team
Kristen Bitterly Michell appointed Capital Markets Head for the Americas
02/25/2018
Allen & Overy expands team
Allen & Overy has bolstered its cross-border and infrastructure capabilities with the appointment of Andrés Arnaldos as Senior Counsel within the firm's Global Projects, Energy and Infrastructure practice.
02/23/2018
B. Riley FBR appoints Head of Fixed Income Capital Markets
“Dan’s experience with building a Fixed Income Capital Markets operation, combined with his successful track record and extensive industry expertise, enables us to expand and strengthen our existing fixed income platform,”
02/23/2018
Two More Wirehouse Veterans Join Kestra Private Wealth Services
It is clear Kestra PWS and Stone Beacon Capital share my vision for putting investor interests first