02/21/2018
Janney Nabs $220M Merrill Advisor: Recruiting Roundup
Meanwhile, an H.D. Vest affiliate, the Carson Wealth Group and R.M. Davis announce new financial advisors and investors
People Moves
02/21/2018
HighTower Scores Second New Team for 2018 in Chicago
HighTower's platform and community will enable us to serve our clients' diverse and complex needs with the sophistication, diligence, and transparency they expect and deserve.
02/20/2018
Senior Morgan Stanley banker who quit for BNP Paribas is back at MS
Schwartz started his career with MS as an executive director in 2003 after graduating from Columbia University in Computer Science and Economics.
02/20/2018
Lockton boosts private risk team
They partner with wealth advisors, trust and estate attorneys, business managers, and other trusted advisors of these individuals and their families.
02/20/2018
SS&C Names Group General Counsel, Chief Legal Officer and Global Head of Mergers & Acquisitions
Mr. Frank's experience includes having tried cases to jury verdict in both federal and state court, and having advised boards of directors and special committees in numerous acquisitions, divestitures and business combinations.
02/19/2018
Pershing chief executive to step down
Forbes' departure comes as Pershing continues an overhaul of its local operations to align them more with the company's global operating model.
02/16/2018
Klingman & Associates expands team
He most recently served as an advisor at another New York City based registered investment adviser after previously working at Morgan Stanley and Goldman Sachs.
02/16/2018
Merrill Broker Leaves His Team and Jumps to Janney
Aubrey was the only one of the seven-person Horton/Aubrey group to have left Merrill, said a team member who spoke on condition of anonymity.
02/16/2018
BNY Mellon Wealth Management Names Head of Private Business Advisory in Columbus
Czepyha graduated summa cum laude from Columbia University where he received a Bachelor of Arts in English.
02/15/2018
T. Rowe Price Vice Chairman Ed Bernard To Retire In December 2018
He will stand for re-election to a final one-year term on the T. Rowe Price Board of Directors
02/15/2018
Willow Creek Wealth Management welcomes new advisor
Willow Creek Wealth manages over half a billion in assets for its clients.
02/15/2018
HighTower Dismisses Senior Recruiting, Marketing Executives
The changes cap a year of other senior management departures at the firm that was founded in 2008 by Elliot Weissbluth.
02/14/2018
Blackstone Names President and Chief Operating Officer
“I have had a wonderful 15 years at Blackstone so far and still savor every minute of it."
02/14/2018
Guggenheim PM departs after internal investigation: reports
The WSJ cited a memo sent to Guggenheim Investments employees by Anne Walsh
02/14/2018
LaSalle chooses new CIO for value-added funds
Mr. Munoz will take on primary responsibility for strategy and day-to-day operations of new value-added funds.
02/14/2018
Andersen Tax Announces Boston Office MD
Prior to Andersen Tax, Mike began his career at Arthur Andersen.
02/13/2018
LJ Partnership Recruits HighTower Advisors Team for NYC Expansion
The private wealth manager already oversees more than $14 billion in client assets and plans on continuing to expand its presence internationally.
02/13/2018
30+ Year Industry Veteran Chris Radford Joins AE Wealth as President
Innovative Technology Enhancements for Advisors Further Position AE Wealth Management to Continue Growth Trajectory
02/12/2018
Myles Gilbert Joins Ares Management as Head of Investor Strategy & Solutions
Newly Created Position Highlights the Increasing Interest from Investors To Tailor Investment Solutions and Coordinate Cross-Platform Mandates
02/11/2018
Santander Asset Management appoints CEO
Santander Asset Management (SAM) has named Mariano Belinky as its new chief executive officer, the firm announced February 6.