03/04/2022
Fidelity transfers $3.5bn US HY fund to Canadian team
The firm, which is seeking to build up its team in North America, has also changed the managers of the strategy.
People Moves
03/03/2022
Wells Fargo Execs Break Away to Launch Family Office Under Callan Name
Former Abbot Downing President Jack Ginter leaves Wells Fargo to create Callan Family Office, an independent wealth management firm that will serve the ultrawealthy and aims to compete with the big private banks.
03/03/2022
RMB Capital Announces Seven New Partners for 2022
RMB founding partner, CEO and co-chief investment officer Dick Burridge said that the seven new partners help ensure the firm’s long-term independence by readying the next generation of RMB’s future leaders.
03/03/2022
Advisor Group Welcomes Sergio Kindler With $190 Million In Assets To Its Platform
New York-Based Independent Financial Advisor Affiliates with Advisor Group Through Royal Alliance Associates from LPL Financial
03/02/2022
Sanctuary Wealth Breaks Into Chicagoland with Ketoret Capital
$250 million team joins from Merrill Lynch
03/02/2022
FocusPoint Hires Thomas Chi as Head of Project Management
Park Hill Group Managing Director to Bolster FocusPoint's Fundraising Efforts
03/01/2022
Mercer hires Keisha Olinger to lead Atlanta office
“I am honored and excited to lead Mercer’s Atlanta office and be part of a purpose-driven organization whose mission is to build brighter futures for our clients, colleagues, and communities.”
03/01/2022
Citizens Financial Group Appoints General Counsel and Chief Legal Officer
Klane assumes the General Counsel role from Malcolm Griggs, Citizens’ Chief Risk Officer, who had been overseeing the Legal Department. Griggs will continue in his capacity as Chief Risk Officer and member of the bank’s Executive Committee.
03/01/2022
UBS WM restructures unit for ultra-rich clients, names new global family office boss
The former head of the GFO unit, Joe Stadler, has been handed a new role as executive vice chair for UBS’s global wealth management business, where he will work directly with Khan.
03/01/2022
Piper Sandler’s Technology Investment Banking Group Realizes Record Year and Further Expands with the Addition of Joe Morgan and Jack Robbins
The team will report to Steven Schmidt, head of technology investment banking and will be based in Piper Sandler’s Orange County office.
02/28/2022
GoldenTree Asset Management Hires Grady Frank as Partner in Private Credit
Mr. Frank brings to GoldenTree over 20 years of experience in leveraged finance and working with private equity sponsors.
02/28/2022
Vivian Pereira joins Mazars as Partner
As Mazars looks to boost the service offered to clients in the UK financial sector along these lines, it has appointed Vivian Pereira to the newly created role of Banking and Capital Markets partner in its London office
02/28/2022
Allen & Overy expands Technology Litigation team
Lisa joins from Latham & Watkins, where she was a partner in the firm’s Intellectual Property Litigation practice.
02/28/2022
BNY Mellon Wealth Management Names New Global Head of Fiduciary, Global Family Office
She will be responsible for managing a global team of trust professionals serving as advisor to family offices
02/25/2022
Julie Boland Elected EY US Chair and Managing Partner and Appointed Americas Managing Partner Effective July 1, 2022
She holds an MBA from the University of Chicago and a bachelor’s degree in accounting from the University of Vermont.
02/25/2022
Cherry Bekaert Wealth Management Appoints The New Chief Executive Officer
He has over 25 years of experience in coaching clients and advisors in a CPA-based wealth management firm as a strategic advisor and growth partner
02/25/2022
Oliver Wyman Welcomes Back James Wiener As Partner And Vice Chairman For Financial Services In The Americas
From 2014 to 2021 Jim was a Senior Executive Vice-President and member of BNY Mellon’s Executive Committee.
02/25/2022
Creighton AI Announce A New CEO
Terry Feeney, former COO of Millennium Management, joins leadership team as senior advisor
02/25/2022
Itaú restructures global wealth management leadership team
Meanwhile, fellow São Paulo-based Nicholas McCarthy was appointed CIO for all of Itaú’s wealth management businesses.
02/24/2022
Wealth Enhancement Group Accelerates Multi-Year Growth Strategy by Appointing Eric Weiss as Chief Growth Officer
Seasoned C-Suite FinTech Leader from Personal Capital to Focus on Digitally-Enabled Organic Growth