09/08/2021
B. Riley Grows Wealth Management Division
20-year Veteran Financial Advisor Joins Firm as Managing Director, Investments
People Moves
09/08/2021
Snowden Lane Partners boosts wealth team
Former Wells Fargo Advisor, Paula Oddone, Joins as Partner and Managing Director
09/08/2021
Northern Trust Strengthens Washington, D.C. Wealth Management Team
Fernandez has been with Northern Trust for 19 years, most recently serving as Senior Managing Director of a Wealth Advisory Team in Miami, FL.
09/08/2021
Invesco boosts board
He joined Southern Company in 1998 and held several leadership positions within the company and its subsidiaries
09/08/2021
Wells Fargo Names Ann Thorn Head of Home Lending Servicing
“I’m thrilled to welcome Ann to the team, and incredibly excited about the good work we’ll do for our customers in the years ahead,”
09/08/2021
Axis Insurance hires VP to US excess casualty team.
Smith welcomed him to the AXIS team: “He brings a wealth of experience in a wide variety of casualty risks and complex insurance program design."
09/08/2021
Global Asset Management Strategy Advisor Indefi Appoints Industry Veteran as Managing Partner
Based in Paris, Doolan joins Indefi's core leadership team, serving on its global executive committee.
09/08/2021
Broadridge/LTX hires fintech fixed income veterans
Bragg and Kwiatkowski join the LTX leadership team, working closely with LTX CEO Jim Toffey to accelerate the digitization of corporate bond trading.
09/08/2021
DeFi Technologies' Wholly Owned Subsidiary Valour hires former BlackRock director as its COO
Before this, Ms. Edwards spent almost four years as director of wealth & retail product structuring at Lloyds Bank
09/08/2021
AIG’s Peter Zaffino to take on additional role
As previously announced, Brian Duperreault, currently Executive Chairman, will retire from the Board of Directors at year end 2021.
09/08/2021
JTC Launches Trust Services to US Domestic Market and Makes Two Key Hires
The appointment of Tim and Gregg is an exciting development for JTC
09/07/2021
Broadridge Hires FinTech Fixed Income Veterans to Join LTX
FinTech Veterans Ted Bragg and Jim Kwiatkowski join LTX leadership team to drive next generation corporate bond trading platform digitization
09/07/2021
UBS Taps Longtime Exec to Head Family Office Unit
Replacing Spalthoff is Sarah Salomon, a senior strategist with the firm who has served in various leadership roles, including as assistant market head for private wealth management in Chicago, the company said, according to Insider.
09/07/2021
Business Beat: NBT Bank appoints executive vice president
“Her diverse and extensive experience in banking and her skill at building partnerships across business lines to provide clients with the most comprehensive suite of financial services position her well to lead our team of wealth management professi
09/07/2021
Two Financial Advisors join UBS in Portland, Maine
Also joining the firm is Senior Registered Client Service Associate Deborah Erickson.
09/07/2021
Max Gokhman Joins AlphaTrAI as Chief Investment Officer
His addition is powerful proof of how we are seeking to blend technical innovation with experienced financial discipline.
09/03/2021
Securities & Financial Services Partner Rejoins Dorsey & Whitney in New York
“I am excited to return to Dorsey,” said Mr. Saperstein.
09/03/2021
Scotiabank shuffles key executives as it looks to boost wealth-management division
The change in leadership comes just two years after Mr. Gilchrist took over the management of the brokerage department from Rob Djurfeldt, who left the company after 28 years.
09/03/2021
Northern Trust Strengthens Chicago Commercial Banking Team
Adam Kerbis Joins as Banking Relationship Advisor
09/02/2021
SS&C Promotes Jason White to General Counsel
He will lead the Company’s legal department and serve as the Corporate Secretary.