07/07/2022
Former Shawbrook COO Hynd joins Redwood Bank
The father of two brings more than 30 years’ experience in financial services to Redwood.
People Moves
07/07/2022
Wesbanco Appoints Jeffrey H. Jackson as Chief Operating Officer
Company also announces upcoming retirement of Todd Clossin
07/06/2022
Lincoln Financial Group Promotes Talent and Employee Experience Leaders to Support Long-Term People Strategy
Kate Feather and Michael Kellar join the company’s Corporate Leadership Group in newly created roles.
07/06/2022
Ameriprise Financial Welcomes Jennifer Marcontell and Her Team, Top-Ranked Advisory Practice Managing $1.7 Billion in Assets
Marcontell says Ameriprise Independent Channel is the right fit for her high-net worth families and her team
07/06/2022
Broadridge Appoints Chief Technology Officer
Mr. Derr succeeds John Hogan who served in this role since 2014
07/06/2022
MGA Rokstone launches terrorism facility with Fidelis hire
Rokstone also said it intends to widen its scope of offerings in the near future, to provide Political Violence, War and Terrorism solutions to clients globally.
07/06/2022
Citi vet joins structured products fintech in top LatAm role
In his new role, Ortega has been charged with building out Luma’s product offering for wealth managers as part of its transactional business covering the region.
07/06/2022
EFG hires senior LatAm advisor from Crédit Agricole in Miami
A 23-year industry veteran, he has also previously held roles at Santander – where he headed institutional sales in Mexico – at Citi and at ING Investment Management.
07/05/2022
Apollon Wealth Management Names Chief Investment Officer
Sterner joins the firm with 25 years of financial services experience, building and scaling innovative investing offerings
07/05/2022
Rockefeller Capital Management Appoints Head of Investment Solutions
She served as Head of Structured Product Sales & Development at Credit Suisse, where she focused on cross-asset investor products, including exchange traded products.
07/05/2022
Fieldpoint Private Names Chief Financial Officer
Mazars Veteran Brings Top-Tier Experience to Executive Team
07/01/2022
Northern Trust Appoints Jennifer Grosvenor Managing Director in Houston Office
In her new role, Jennifer will partner with Houston President John Hantak on client development, compliance management and office management.
07/01/2022
Northpoint Asset Management Promotes David Morgan to Executive Vice President of Accounting
Leading real estate and property management company, Northpoint Asset Management, promotes David Morgan to Executive Vice President of Accounting.
07/01/2022
Snowden Lane Lures Morgan Stanley FA with LatAm Clients
Luis Miguel Gonzalez Ocque has $230 million in client assets.
06/30/2022
PIMCO Names Qi Wang as Chief Investment Officer
Sudi Mariappa, Managing Director and Portfolio Manager, who has led PIMCO’s Global Portfolio Risk Management, will become Global Head of Analytics.
06/30/2022
Merrill Names Wells Fargo Manager to Run East Bay Market in CA
The move comes as Merrill has been leaning on its field managers to help turn around headcount declines and has tasked them this year with doubling hires of early-career brokers.
06/30/2022
Slava Brin Joins Lazard as a Managing Director in Telecom, Media & Entertainment Group, Financial Advisory
He brings decades of experience in both large-cap and cross-cap transactions across the communications and internet infrastructure sector
06/29/2022
UBS Nabs Citi’s Ridley-Thomas for Technology Private Placements
He previously worked at Royal Bank of Canada and JMP Securities LLC, and is the son of longtime Los Angeles politician Mark Ridley-Thomas.
06/29/2022
Modera Wealth Management Welcomes Laurie Vitali as Chief People Officer/Chief Human Resources Officer
For over two decades, Laurie has held key talent management leadership positions within the legal industry, with demonstrated success in developing and executing strategies to transform workplace performance.
06/28/2022
Wells Fargo Wealth’s Head of Advisor and Client Experience Departs
She was previously the parent bank’s head of innovation and research & development, and had worked in other strategic and operations-focused roles in the WIM division.