03/10/2017
Wells Fargo demotes senior executives in retail banking unit: WSJ
Thousands of employees were fired due to customer abuses, which stemmed from aggressive sales targets implemented by managers.
People Moves
03/10/2017
KPMG elects Bill Thomas as Global Chairman
He has been a leader in defining KPMG's global strategy and a champion in promoting an inclusive and high-performing culture throughout the KPMG network.
03/10/2017
Fredrik Axsater to Lead Wells Fargo Asset Management’s Strategic Business Segments Group
Wells Fargo Asset Management’s priorities align well with what I believe clients will want and need in the future
03/10/2017
Raymond James Welcomes Veteran Advisor and Team from Merrill Lynch in Louisville, Kentucky
The firm has a high regard both for the role of the advisor and the interests of our clients.
03/10/2017
Man Group appoints president of Man Americas
As president of Man FRM, McCloskey is responsible for overseeing a number of key strategic relationships and driving the expansion and evolution of the business in North America.
03/09/2017
UBS head of equities departs for US group
Leonard joined from UBS Global Asset Management, where he has worked in a variety of roles, most recently as global head of equities.
03/09/2017
Morgan Stanley Chooses New Head of Wealth Management Investment Resources
She is currently head of investment and portfolio strategies for the wealth management business and will be assuming the additional responsibilities of her new role
03/08/2017
Anne M. Smith is promoted to Senior Managing Director, Senior Portfolio Manager, Private Wealth Management at Peapack-Gladstone Bank
Peapack-Gladstone Financial Corporation is a New Jersey bank holding company with total assets of $3.88 billion as of December 31, 2016.
03/08/2017
RMB Capital Promotes Dimitri P. Eliopoulos to Managing Director of Central Midwest
He began his career as an intern on a team led by Richard M. Burridge, Jr., CFP®, who would go on to found RMB Capital with Paulman in 2005.
03/08/2017
LLC as Senior Vice President of Institutional Sales and Investor Relatio
He managed a sales team responsible for the Northeast and Mid-Atlantic Regions.
03/08/2017
$150M Merrill Lynch Team Jumps to Janney
Last month, two veteran Merrill Lynch advisors producing $1.3 million in annual revenue left for Morgan Stanley.
03/08/2017
Mark B. Sullivan Joins Brookwood Securities Partners, LLC as a Managing Director, Institutional Sales and Investor Relations
He has a proven track record of developing strategic, long-term business relationships and we are excited to welcome him to our firm.
03/08/2017
Kathleen Sifer joins Grant Thornton to lead federal financial regulatory work
She holds a Change Management Advanced Practitioner Certification from Georgetown University McDonough School of Business
03/08/2017
Guggenheim Securities Hires Jon Huerta to Expand Industrials Practice
His presence will have an immediate impact on our industrials franchise.
03/08/2017
Atlas Private Wealth Management Adds Industry Veteran to its Albany, New York Office
She holds an MBA from The College of William and Mary The Mason School of Business.
03/07/2017
Merrill Nabs Morgan Stanley Michigan Star with $8-Mln Production
At Merrill Lynch he will lead The Rowling Group to provide personalized financial advisory services for affluent individuals and families with considerable assets and complex financial needs.
03/07/2017
Another Merrill New York Team Walks, This One to Janney
The move is a succession play for Hochhauser, a 51-year veteran of the brokerage industry who began his career in 1965
03/07/2017
Wells Fargo names new top lawyer following scandal
The bank faces state and federal investigations, including from the Justice Department and the Securities and Exchange Commission.
03/07/2017
Linklaters bolsters global Dispute Resolution offering with senior Department of Justice hire
His appointment is part of Linklaters’ Dispute Resolution division’s strategic priority to further strengthen its U.S. government risk team.
03/07/2017
VersaBank Names Tel Matrundola Executive Head of the VersaBank Innovation Centre of Excellence
Mr. Matrundola served in the Government of Canada as Senior Policy Advisor to the Deputy Prime Minister and Minister of Finance