04/24/2018
Raymond James Appoints Head of Global Equities
He developed and implemented processes that helped to substantially grow equities revenues and improve overall key account rankings.
People Moves
04/23/2018
Evercore appoints co-CEO of private capital advisory
Mr. Faessen has a Masters Degree in Monetary Economics from Maastricht University in the Netherlands.
04/20/2018
Cantor Fitzgerald Expands into Power, Energy & Infrastructure Investment Banking
"Cantor Fitzgerald has succeeded in building one of the leading Healthcare Investment Banking businesses, and, under Kevin and Hari's leadership, it is now expanding its franchise into Power, Energy and Infrastructure," added Mr. Jain.
04/20/2018
Clifford Chance elects 26 new partners
The new partners are drawn from all of the firm's market-leading practices, and from across the firm's global network.
04/20/2018
Spruce Investment Advisors Appoints Michael Mahaffy as Managing Partner
Mr. Mahaffy's appointment is the latest of several strategic initiatives the firm has recently pursued.
04/19/2018
Wolters Kluwer hires in Canada to further strengthen Finance, Risk & Reporting offering
Wolters Kluwer has had a continuous presence in Canada for more than a decade
04/19/2018
Matt Zames Named President of Cerberus Capital Management
Private-equity firm names Frank Bruno as co-CEO alongside co-founder Stephen Feinberg
04/19/2018
Scupham Named President of Ivy Distributors, Inc.
Appointment leads management restructuring of distribution entity
04/19/2018
Wolters Kluwer hires Carnevalel to bolster Canadian business
He has also held senior sales positions at Calypso Technology and Thomson Reuters.
04/19/2018
Cerberus Names Ex-JPMorgan Executive Matt Zames as President
Zames had been seen as possible Deutsche Bank CEO candidate
04/18/2018
Kyle Schmidt, CFP Joins BIP Wealth
Former Pro Baseball Player Brings Strong Experience in Private Wealth Management, Family-Office Style Investing
04/18/2018
J.P. Morgan Expands Beta Strategies Team with Hire of Alistair Lowe
"This is a growth business for J.P. Morgan Asset Management, and this addition will help us accommodate the continued expansion of our offering."
04/18/2018
OZ Management Appoints Thomas M. Sipp Chief Financial Officer
Mr. Sipp received a B.A. in Finance from Alfred University and an M.B.A from the University of Pittsburgh.
04/18/2018
Raymond James Chief Operating Officer Dennis Zank to Retire as COO
He will continue to be affiliated with the firm as a financial advisor in a local branch following a transition of duties.
04/18/2018
Denise Fiacco joins Instinet Quantitative Trading Strategy Group
She has also held similar roles in quantitative strategy and algorithmic trading at Goldman Sachs and Credit Suisse.
04/17/2018
Cantor Brokerage Chief Matthews Leaves to Start a Hedge Fund
Matthews, 51, isn’t being replaced, according to a person with knowledge of the decision who asked not to be identified discussing internal deliberations.
04/17/2018
FINRA names CEO of Janney Montgomery Scott to board
For his part, Scheve said he was "excited" to serve on the board and support FINRA's regulatory work.
04/17/2018
Rodney Allain Joins Legg Mason as Head of Retail Sales Desk and Business Development Channel
Prudential Alum Brings Over 20 Years of Sales Experience to Legg Mason Distribution
04/17/2018
Geneos Wealth Management Inc. Joins cleverDome Inc.
Companies Take Proactive Steps to Protect Confidential Client Data from Cyber Threats
04/17/2018
Veteran UBS Reps with $2B in Assets Go Indie
UBS could indeed go after the brokers in this case, sources tell the website.