12/12/2017
Raymond James Recruits $166 Million Advisor Team
The firm's branch manager and registered client associate, Mark E. Lyons, will also be moving to Raymond James.
People Moves
12/12/2017
Kraft Heinz names New York Gibson Dunn partner as global GC
La Lande joined Gibson Dunn in 2000 and focused her practice on complex commercial deals, including mergers and acquisitions, leveraged buyouts, private equity transactions and joint ventures
12/11/2017
J.P. Morgan Chase Hires New Chief For Sapphire Reserve
Much of J.P. Morgan’s faith in Sapphire Reserve rests on how many customers will spend $450 on the card’s annual renewal fee.
12/11/2017
One of Jefferies’ top technology bankers has quit for a small new investment firm
Kelloff joined Jefferies in 2004 as an investment banker focused on the telecommunications sector
12/11/2017
Mizuho Americas Hires Keith Wargo As Managing Director and Co-Head of Banking Coverage
Prior to Mizuho Americas, Wargo was a Managing Director at Deutsche Bank
12/07/2017
Wells Fargo Loses $219M Rep to Ameriprise
Wells Fargo Advisors did manage to add 37 new advisors in the third quarter, but its ranks were still off 3.5% compared to the year prior.
12/07/2017
Union Bank Appoints Stephen Sherline Head of Private Wealth Management for Southern California
The Private Bank will further enhance the delivery of the bank's full range of capabilities, including comprehensive wealth planning, investment services, risk management, trust and estate services, banking, and lending.
12/06/2017
Piper Jaffray Appoints New CEO and President
Abraham joined Piper Jaffray in 1991 as an investment banking analyst.
12/05/2017
Franklin Templeton hires head of client investment solutions
He will join on Jan. 8 and report to Ed Perks
12/05/2017
CalPERS executive Wylie Tollette to leave the system
Wylie Tollette, chief operating investment officer at the California Public Employees’ Retirement System, is leaving the system and returning to Franklin Templeton Investments. Tollette’s last day will be Jan. 5, 2018. Matt Flynn, a CalPERS in
12/04/2017
Richmond Fed Said to Tap McKinsey's Barkin as Its President
Directors At The Federal Reserve Bank Of Richmond Have Chosen Thomas Barkin
12/04/2017
Judd Caplain named KPMG Global Head of Banking & Capital Markets
Judd succeeds Bill Michael, who is now Chairman & Senior Partner of KPMG in the UK.
12/01/2017
U.S Trust Announces New Hires in October
Joseph Carter has joined the New York office as a Private Client Advisor.
11/30/2017
Ashurst scores Dentons partner in New York
Koppele, who has been a partner at Dentons for more than seven years, joined the global giant when it merged with Sonnenschein Nathan & Rosenthal in 2010.
11/30/2017
Mazars USA Grows New York Office with Elliot Horowitz & Company LLP
The Elliot Horowitz & Company team will relocate to the Mazars USA New York office in May 2018
11/30/2017
Maples Fund Services appoints North American Head of Business Development
Mr. Tyne brings over 20 years of experience in the asset management industry.
11/30/2017
KKR Announces New Members and Managing Directors
We congratulate this group on achieving a great milestone in their careers and wish them continued success.
11/30/2017
Investments & Wealth Institute Announces 2018-2019 Board Officers and Directors
Kevin Sánchez elected to chair board of directors; two new director members appointed.
11/30/2017
Titus Grows Team With Former Wells Advisor
He’s previously worked for Wells Fargo, UBS, Bank of America and Lehman Brothers, and he started at Merrill Lynch.
11/29/2017
RBC announces retirement of Group Chief Risk Officer, Mark Hughes
He joined RBC in 1981 and held progressively senior roles at the bank primarily in Corporate Banking and Global Credit in a number of international offices.