04/12/2017
UBS wealth management unit names new head of capital markets
In addition, Peter Hill will be joining UBS WMA as head of public finance from Wells Fargo where he was U.S. head of public finance since 2009.
People Moves
04/11/2017
Goldman Sachs Team’s Split (from Firm and Internally) Creates Waves
The firm’s private wealth group that services wealthy individuals
04/11/2017
First State builds five-strong high yield team
Expansion of fixed income capabilities
04/11/2017
Chubb appoints new COO of North America personal risk services
She will be based in Whitehouse Station, and will report to Fran O'Brien, senior vice president, Chubb Group, division president of North America personal risk services.
04/11/2017
Regions Bank Names Amala Duggirala as Enterprise Chief Information Officer
Duggirala will report to John Owen, head of the company’s Regional Banking Group.
04/11/2017
Barclaycard US appoints Shelton Shugar as Chief Information Officer
He had previously held positions at CA Technologies, Yahoo!, eBay, Homestore and Verisign.
04/11/2017
Northern Trust Loses Equities Head
Patrick Groenendijk has left the Chicago-based asset manager after being named global head of equity strategy in May.
04/10/2017
William Blair Expands Private Wealth Management in New York
We are focused on serving a sophisticated clientele that values comprehensive financial advice.
04/10/2017
O2 Investment Partners Announces Appointment of Joe Vallee and Promotion of Luke Plumpton and Patrick Corden
Joe will be responsible for evaluating new transactions, due diligence, underwriting, and monitoring O2's portfolio companies.
04/10/2017
Constellation Advisers Names Key Leader to Head Its Dallas Office
He also served for nearly 12 years at the SEC as a Senior Enforcement Attorney focusing on various securities law violations.
04/10/2017
OCC Names Former BNY Mellon Executive David Ridgway As Senior Vice President, Enterprise Risk
He also was the risk management advisor for strategic growth initiatives, acquisitions and new business.
04/09/2017
Bank of Montreal's White Says Conditions Right for U.S. Push
“We’ve got a pretty clear path that’s delivering results and we’re going to stay on it."
04/09/2017
US regulator removes top examiner for Wells Fargo: sources
Wells Fargo's board is expected to release a report on Monday detailing what went wrong at the fourth-largest U.S. bank
04/07/2017
Merrill Lynch Hires Financial Advisor from Wells Fargo
Their practice is based on helping their clients achieve their goals. Our platform and range of capabilities will allow Aaron and Lisa to meet all of their client needs and continue to grow their practice.
04/07/2017
State Street Technology Appointments Move Digital Innovation from Prototype to Practice
He has been a pioneer in the IT industry due to his research and execution of technology-driven paradigm shifts.
04/07/2017
Greenberg Traurig Continues to Strengthen Corporate Practice with Addition of Matthew Frankle from Bank of America
He also has experience representing major financial institutions in securities law and equity derivative matters.
04/07/2017
Gold-focused Sprott Inc. founder to step down as chair
For the past few years, Mr. Sprott has been slowly stepping back from the firm he founded.
04/06/2017
SunTrust grabs two former Deutsche Bank advisers for HNW business
He was formerly at Salvus Capital Management, an Atlanta-based private equity firm, for almost a decade.
04/06/2017
TFC Financial Management Announces Next Generation of Leadership
The firm has been serving many of the same families since its inception and is continuing on with 2nd generation and even 3rd generation family members.
04/06/2017
Cerberus Business Finance Hires Andrew Woolford to Manage Capital Markets Activities
He has deep relationships with many institutions participating in the U.S. middle-market.