10/02/2017
Mercury Global Advisors Taps Mastrangelo To Lead U.S. iFunds Distribution
Mastrangelo brings more than 25 years of experience in business development and client service to the position, the statement continued.
People Moves
10/02/2017
Oppenheimer Replaces Long-Time Advisory Account Head
Aplin’s BrokerCheck record confirms that he left Oppenheimer on September 15.
10/02/2017
BTIG Names Rollins As Head Of U.S. Execution Services
Previously, Mr. Rollins spent more than a decade in the New York office, where he was a managing director in institutional equities focused on executing cash equities and derivatives.
10/02/2017
Prominent wall street tax lawyer joins Latham & Watkins in New York
Elena Romanova brings extensive experience in cutting-edge equity derivatives and other financial products and related financial industry tax matters.
09/29/2017
Allianz Global Eastern Divisional Sales Manager Joins Advisors Asset Management
Gregory Shannahan Hired as Director of Internal Sales
09/28/2017
BNY Mellon Wealth Management Appoints New Regional President in Newport Beach Office
She earned a master of business administration from Pepperdine University.
09/28/2017
Former White House CIO Joins COBINHOOD as Strategic Advisor
Tony Scott to advise world’s first ZERO fee, high-frequency cryptocurrency platform on blockchain and global regulatory landscape
09/27/2017
UBS’s head of fixed income structuring has left for HSBC
MacKenzie is a rare senior hire at HSBC, which has been losing managing directors in both the U.S. and UK over the past few months.
09/27/2017
Schultze Asset Management appoints Global Head of Strategic Business Development
He was Managing Director at Rotella Capital Management, LLC.
09/27/2017
Raymond James names Jim Bunn co-president of global equities
Currently, Bunn is head of investment banking, and in his new role he will work with president Jeff Trocin.
09/26/2017
Princeton's Mercadien Group announces promotions
Founded in 1963, the firm serves privately-owned companies of nearly every type and industry
09/26/2017
AGF Strengthens Institutional Distribution Team
Robert has more than 20 years of experience in business development and institutional sales in both the Canadian and U.S. markets.
09/26/2017
Arete Wealth Announces New Associate General Counsel
New addition to team demonstrates commitment to compliance
09/25/2017
Elizabeth Flisser Rosman Joins Cowen Investment Management’s Team
Ms. Rosman will draw on her deep experience in seeding and incubating alternative investment strategies
09/21/2017
Colin Lundgren Appointed Global Head of Fixed Income
We expect a very smooth transition given Colin’s deep and long involvement with our fixed income investment teams.
09/21/2017
SunTrust Expands its Private Wealth Management Business to New York City
Weiss is joined by four wealth management professionals who are based in the bank's Rockefeller Center office.
09/21/2017
Janus Henderson Investors appoints Jim Cielinski as Global Head of Fixed Income
The addition of Jim is a testament to Janus Henderson’s ability to attract a strong team of global investment professionals committed to delivering superior risk-adjusted returns for clients.
09/21/2017
Northern Trust Appoints St. Louis President
His service has included chairing the Missouri Military Partnership, Pension and Trust Committee of the National Association of State Treasurers and serving as a member of the Missouri Board of Fund Commissioners.
09/21/2017
Nomura Continues to Strengthen and Advance its Agency Mortgage Business with Two Senior Hires
These hires demonstrate Nomura’s commitment to the Agency Mortgage business and to its long-term success.
09/21/2017
Deutsche Bank hires MD and Head of Industrials Equity Capital Markets
Smolkin has worked on more than 75 transactions raising over $30bn during his six years at UBS.