04/24/2014
Merrill Lynch hires two advisers from Morgan Stanley
A Morgan Stanley spokeswoman confirmed the departures
People Moves
04/24/2014
Drew Brahos Joins Montecito Bank & Trust’s Wealth Management Division
Brahos received a bachelor of science degree in mathematics and a bachelor of arts degree in French
04/24/2014
Advent Capital Appoints Kris Haber as COO
Advent Capital Management, an investment management firm with $8.3 billion in assets under management, announced the appointment of Kris T. Haber as Chief Operating Officer.
04/24/2014
John Groetch joins Lombard Risk as Regional Sales Director for the Americas
John Groetch comes to Lombard Risk with a very wide and deep
04/24/2014
Wells Fargo Names Jonathan Weiss to Run Securities Unit
Weiss, 56, will replace John Shrewsberry
04/23/2014
CIBC Mellon strengthens asset servicing capabilities in Canada
He brings more than 25 years of sales, marketing and product development experience in financial services to CIBC Mellon.
04/23/2014
BofA’s Carnoy Leaves Capital Markets for Wealth-Unit Job
The move takes Carnoy from a key role in the investment bank
04/23/2014
Cantor Fitzgerald Wealth Partners appoints new CIO
Cantor Fitzgerald Wealth Partners, launched in November 2013 by institutional trading firm Cantor Fitzgerald, has hired Lowell "Bob" Serhus as chief investment officer to guide the firm's financial advisers on portfolio and risk management,
04/23/2014
Advisor Partners boosts team
He was a vice president with Deutsche Bank where he managed derivatives risk.
04/23/2014
Lead money manager for Microsoft Corp co-founder to leave post
Marking the latest in a round of high-level departures at the Seattle billionaire's Vulcan Inc organization, which handles his $16 billion fortune.
04/23/2014
Global asset manager expands west coast team
In this role, he will be focused on managing relationships with institutional clients on the west coast.
04/23/2014
Toronto-Dominion Appoints Former RBS Top Executive to Head its Institutional Forex Unit
He arrives from RBC Capital Markets, where he held the position of the manager of the global macro foreign-exchange sales business.
04/23/2014
Clifford Chance elects Michael Seaton to Its Partnership
He practice focuses on partnership and corporate taxation, with an emphasis on REITs and private equity and real estate investment funds.
04/22/2014
Pitcairn appoints Director of Family Wealth Strategy
He comes to Pitcairn from GenSpring Family Offices where he served as a family wealth advisor to ultra-high-net worth families.
04/22/2014
BBCN Bancorp names new President and CEO
BBCN's Board of Directors was advised by Chrisman & Company, Inc., an executive search consultancy to financial industries
04/22/2014
BNY Mellon Appoints Ryland Pruett Dreyfus National Sales Manager
Ryland has an acute sense for driving better client interactions
04/21/2014
Pinnacle Financial Group Deepens Private Client Practice
Pinnacle is pleased to announce that Seth Buckley has joined our firm as Vice President of the Private Client consulting practice.
04/21/2014
BlackRock recruits for Boston push
BlackRock’s iShares exchange-traded funds business is seeking to woo asset managers in Boston, hiring an MSCI executive director to connect institutional clients there with its capital markets services.
04/21/2014
BNY Mellon Appoints Ryland Pruett Dreyfus National Sales Manager
Strong Track Record in Growing Mutual Fund Operations through Intermediaries
04/17/2014
BMO Global Asset Management hires trio
Dan Hoover, Jerry Mauricio and Susan Gibbs have joined BMO Global Asset Management.