11/20/2014
These appointments, which are effective immediately, emphasize Newedge and parent bank Societe Generale’s goal of expanding its prime brokerage footprint, while offering clients a wider range of services across all asset classes.
11/19/2014
Raymond James & Associates, a branch of Raymond James Financial Inc, said on Tuesday that it had hired a broker away from rival D.A. Davidson, where he had produced $2 million in annual revenue.
11/17/2014
In this role, Mr. Buckiso will oversee all aspects of the organization's broad array of Wealth Management services, including trust, investments, brokerage and financial advisory.
11/17/2014
First Republic Bank a leading private bank and wealth management company, today announced that Mike Roffler, Deputy Chief Financial Officer for the past five years, has been named Executive Vice President, Chief Financial Officer effective Jan. 1, 2015.
11/14/2014
Sheftel was also head of one of the bank's newest subsidiaries, Wake USA LLC, which it was using to trade U.S. Treasurys, bond futures and other products electronically.