05/02/2014
Raymond James IBD Loses Compliance Chief
Donald Runkle had been with the independent broker-dealer since 1993
People Moves
05/02/2014
JMP Group Announces Addition of Edward Weld to Investment Banking Division
Based in the firm's New York office, Mr. Weld will concentrate on the origination of debt capital markets transactions.
05/01/2014
JPMorgan Promotes Werning to Head of Latin America Research
JPMorgan Chase Earns 19 Percent Less to Start the Year
05/01/2014
Raymond James Hires Two Advisers From Wells Fargo
The advisers had managed more than $80 million in client assets at Wells Fargo
05/01/2014
RIA Firm Announces New Partners and Growth Initiatives
It also provides an affiliation and collaboration of nationally prominent independent fee-only RIA firms
05/01/2014
Former Soros exec joins City Financial board
City Financial has appointed Canada-based Lalit Aggarwal, formerly of George Soros’s team, to its board
05/01/2014
Deutsche Bank Poaches Healthcare Bankers from Morgan Stanley
The bank’s current head of healthcare services, Ananth Bhogaraju, has been promoted to vice chairman for healthcare in the Americas
04/30/2014
Opus Bank Announces Expansion of Its Technology Banking Team
Opus Bank announced today that Doug Stewart has joined Opus Bank as Managing Director Technology Banking.
04/29/2014
Aequitas Capital appoints new President
The wealth management business is experiencing dramatic change on several levels
04/29/2014
JPMorgan Vice Chairman Ponti Leaving for Health-Care Fund
Ponti joined New York-based JPMorgan in 2008
04/29/2014
Head of Barclays’ U.S. Business to Step Down
The head of the United States business of Barclays is stepping down as the bank prepares to carve out the business to comply with new financial regulations.
04/29/2014
JPMorgan Vice Chairman Ponti Leaving for Health-Care Fund
Andrea Ponti, JPMorgan Chase & Co. vice chairman of global health-care investment banking, is preparing to leave and set up an investment firm targeting the industry.
04/28/2014
High Tower Expands Baltimore Presence
HighTower announces that John Morgan, Brian Sabo and Jason Edelson will bring extensive wealth management skills and experience to HighTower's Kelly Wealth Management, strengthening the firm's Baltimore presence.
04/25/2014
UBS Wealth Management Americas Adds Key Executive
He joined from Morgan Stanley's institutional business Graystone Consulting.
04/25/2014
High dividend managers return to ING IM
We’re very pleased to welcome these talented investors back to ING IM
04/25/2014
Schroders boosts emerging markets team
His impressive experience in emerging market credit research will be very valuable to us
04/25/2014
Former White House chief of staff joining Swiss hedge fund
He has joined a Swiss hedge fund as a managing partner and head of U.S. operations but will remain based in Chicago.
04/24/2014
HGK Asset Management adds 3 positions
Ms. Haff was a client relations consultant at BHR Capital
04/24/2014
KPMG Appoints Global Semiconductor Leader
Kelly concurs with the widely-accepted view
04/24/2014
KPMG Appoints Conor Moore National Co-Leader of Venture Capital Practice
KPMG's Venture Capital practice offers audit, tax and advisory services