03/31/2017
CFTC Acting Chairman Giancarlo Appoints James McDonald as Enforcement Director
Mr. McDonald will assume his duties at the agency on April 10.
People Moves
03/31/2017
Pedro José Moreno Cantalejo, VP of Administration and Finance at Santander México, Retires After 30 Years at Santander Group
Roles and responsibilities to be handled by several executives
03/30/2017
Cantor Fitzgerald Adds Global Portfolio Solutions Team leader
A leading global financial services group at the forefront of financial and technological innovation has been a proven and resilient leader for over 65 years.
03/30/2017
AIG Names Donna DeMaio Executive Vice President and Chief Auditor
Prior to joining UGC in 2012, Ms. DeMaio was President and CEO of MetLife Bank
03/30/2017
Wilmington Trust Hires Senior Trust Sales Representative
Based in Boston, Stowell will focus on expanding loan agency services to alternative capital providers, business development corporations, and direct lenders
03/30/2017
OCC Appoints Two New Members To Board Of Directors
OCC continues its transformation to a systemically important market influencer ensuring confidence in the financial markets and broader economy
03/30/2017
Merrill Lynch shakes up wealth management organization, leadership roles
Two division executives, Don Plaus and Ben Prince, were tapped for new leadership roles and the number of divisions for advisers was cut from 10 to six
03/30/2017
DeutscheBank Corporate Trust Head Departs
Steven Park, managing director and head of Americas for global transaction banking and corporate trust sales at Deutsche Bank, will be leaving the bank at the end of the month.
03/30/2017
Fiduciary Trust Names Robert J. Jeffers as Chief Operating Officer
As COO, Jeffers will be responsible for the overall operations that support Fiduciary Trust’s customized offering.
03/29/2017
Fox Rothschild Raids Dentons for New York Startup Group
In the end, a global platform just didn’t matter.
03/29/2017
Hamilton Lane appoints Gavalis as general counsel and Shaw as chief compliance officer
Gavalis, who had previously served as Deputy General Counsel, will assume responsibility for all legal affairs globally.
03/29/2017
Goldman forms new equities team to improve hedge fund services
The hope that better teamwork will make it easier to offer competitive pricing on products and loans that prime-brokerage clients want.
03/29/2017
Tengram Capital Partners Adds to Investment Team and Announces Promotions
We have known Brian for many years and followed his success, both as an investor and in his work with portfolio companies on the operational side.
03/28/2017
UBS names leaders in U.S., European wealth management product units
UBS has looked for structural ways to improve alignment across its business.
03/28/2017
Stanhope signs former Mexican minister for LatAm push
He will sit alongside City heavyweights such as former BP chief executive Lord Browne and chief executive of WPP Sir Martin Sorrell.
03/28/2017
Former Obama Adviser Valerie Jarrett is Elected to Ariel Investments Board
She also led the Obama administration’s efforts to expand and strengthen the middle class and American business.
03/28/2017
Grassi & Co ink affiliation deal
He has held CCO and senior regulatory positions at major broker-dealers as well as large international asset managers.
03/28/2017
Ladenburg Thalmann Appoints Senior Vice President, Wealth Management
He joined Securities America in 2003 as an advisor consultant and has held positions of increasing importance, most recently serving as founding head of the Wealth Management Group.
03/27/2017
Senior debt bankers to leave Bank of America Merrill Lynch
Before taking over the solutions business in 2015 he ran EMEA financial institutions ratings advisory and EMEA Green bond origination.
03/24/2017
Kevin M. Clouse joins RBC Wealth Management in Kirkland
Clouse joins RBC Wealth Management after 17 years with Morgan Stanley.