10/03/2017
Luxoft Appoints Tracy Krumme as Vice President of Investor Relations
She has led investor relations at four public companies prior to joining Luxoft.
People Moves
10/03/2017
J.P. Morgan Asset Management chooses new head of client strategy
He worked at JPMAM for 13 years in the money manager's real estate business.
10/02/2017
Katy Knox replacing Keith Banks as U.S. Trust president
Banks and Knox will work together on the leadership transition through the end of the year.
10/02/2017
HighTower’s Michael Parker Departs To Lead Recruitment at RBC Wealth Management
The announcement was sent to RBC employees Monday morning.
10/02/2017
Wesley Bradish Joins Ziegler Investment Banking
In addition to his underwriting, private placement and advisory work.
10/02/2017
Cantor Fitzgerald names global head of prime brokerage
Mr. Yalmokas was the Head of Americas Prime Brokerage at Bank of America Merrill Lynch since 2011
10/02/2017
Mercury Global Advisors Taps Mastrangelo To Lead U.S. iFunds Distribution
Mastrangelo brings more than 25 years of experience in business development and client service to the position, the statement continued.
10/02/2017
Oppenheimer Replaces Long-Time Advisory Account Head
Aplin’s BrokerCheck record confirms that he left Oppenheimer on September 15.
10/02/2017
BTIG Names Rollins As Head Of U.S. Execution Services
Previously, Mr. Rollins spent more than a decade in the New York office, where he was a managing director in institutional equities focused on executing cash equities and derivatives.
10/02/2017
Prominent wall street tax lawyer joins Latham & Watkins in New York
Elena Romanova brings extensive experience in cutting-edge equity derivatives and other financial products and related financial industry tax matters.
09/29/2017
Allianz Global Eastern Divisional Sales Manager Joins Advisors Asset Management
Gregory Shannahan Hired as Director of Internal Sales
09/28/2017
BNY Mellon Wealth Management Appoints New Regional President in Newport Beach Office
She earned a master of business administration from Pepperdine University.
09/28/2017
Former White House CIO Joins COBINHOOD as Strategic Advisor
Tony Scott to advise world’s first ZERO fee, high-frequency cryptocurrency platform on blockchain and global regulatory landscape
09/27/2017
UBS’s head of fixed income structuring has left for HSBC
MacKenzie is a rare senior hire at HSBC, which has been losing managing directors in both the U.S. and UK over the past few months.
09/27/2017
Schultze Asset Management appoints Global Head of Strategic Business Development
He was Managing Director at Rotella Capital Management, LLC.
09/27/2017
Raymond James names Jim Bunn co-president of global equities
Currently, Bunn is head of investment banking, and in his new role he will work with president Jeff Trocin.
09/26/2017
Princeton's Mercadien Group announces promotions
Founded in 1963, the firm serves privately-owned companies of nearly every type and industry
09/26/2017
AGF Strengthens Institutional Distribution Team
Robert has more than 20 years of experience in business development and institutional sales in both the Canadian and U.S. markets.
09/26/2017
Arete Wealth Announces New Associate General Counsel
New addition to team demonstrates commitment to compliance
09/25/2017
Elizabeth Flisser Rosman Joins Cowen Investment Management’s Team
Ms. Rosman will draw on her deep experience in seeding and incubating alternative investment strategies