10/18/2017
BNY Mellon Wealth Management Names Keith N. Franks as Senior Wealth Manager in Winter Park, Florida
Prior to GenSpring, Franks was an investment strategist at ING Finanacial Partners.
People Moves
10/16/2017
Vannin Capital announces three senior appointments in the United States
These key appointments will make recommendations on future US investments.
10/16/2017
Optimize Wealth Management adds Industry Veteran Warren MacKenzie as their Head of Financial Planning
He is a regular contributor to various media publications such as The Financial Facelift in the Globe and Mail as well as the Money Saver magazine.
10/16/2017
Stephanie Braming Appointed Global Head of William Blair Investment Management
She has been a member of Investment Management’s extended leadership team
10/16/2017
Their father worked for Raymond James, but sisters quit for Ameriprise
The group oversaw $141 million at their former employer, according to Ameriprise.
10/16/2017
Linklaters boosts New York with Mayer Brown team hire
Doug is a leading OTC derivatives lawyer who represents both buy and sell-side institutions
10/13/2017
Credit Suisse on front foot post Stock; mandated on Icebreaker
The privately held company has annual revenue of $NZ220 million.
10/12/2017
Wells Fargo hires Barclays’ compliance chief
The number of fake accounts could be significantly higher than previously thought.
10/12/2017
Greenberg Traurig Expands Key Practices in L.A., Denver
Berkowitz joins in the Land Use and Land Development, and Real Estate practices in the firm’s Los Angeles office.
10/12/2017
TD Announces Changes to Senior Executive Team
The following executive changes are effective November 1, 2017, and all report to Mr. Masrani.
10/11/2017
Andersen Global Announces Advisory Council
Established in 2014 by U.S. member firm Andersen Tax LLC, Andersen Global has more than 2,200 professionals worldwide
10/11/2017
ETC Announces the Addition of Matthew Shatz, Managing Director, Prime Services
He brings with him an impeccable reputation for developing a strong client base, enabling customers to grow their businesses while increasing firm revenue.
10/11/2017
City National adds two execs
Veterans with combined 60 years of experience coming from Regions, U.S. Trust
10/11/2017
Harvest Global appoints Regis Dale as CEO
Harvest Global Investments in London and Bank of America Corp’s Bank of America Merrill Lynch in Hong Kong.
10/10/2017
Gina McCafferty Returns to Cutter Associates as Principal
Cutter Associates appoints Gina McCafferty to lead newly created Wealth practice
10/10/2017
Simon Scales Joins K2 Intelligence Business Investigations Practice
K2 Intelligence's presence in London, and throughout EMEA, continues to grow as our clients are facing a time of significant global disruption.
10/10/2017
New Jersey’s World Insurance Associates Names Costa as COO
World Insurance Associates offers personal and business insurance solutions in 46 states.
10/10/2017
RBC Taps New Wealth Consulting Chief
Nate Angelo comes on board one week after the wealth firm tapped a new head of recruiting
10/10/2017
HighTower Nabs Merrill Veteran, Another Manager Exits
He joins as HighTower has been slimming its administrative and managerial ranks amid rumors of a sale.
10/09/2017
HSBC’s head of equity capital markets for the Americas has departed
He established HSBC’s Latin America ECM business and also expanded its U.S. operation during his time in charge.