04/10/2017
OCC Names Former BNY Mellon Executive David Ridgway As Senior Vice President, Enterprise Risk
He also was the risk management advisor for strategic growth initiatives, acquisitions and new business.
People Moves
04/09/2017
Bank of Montreal's White Says Conditions Right for U.S. Push
“We’ve got a pretty clear path that’s delivering results and we’re going to stay on it."
04/09/2017
US regulator removes top examiner for Wells Fargo: sources
Wells Fargo's board is expected to release a report on Monday detailing what went wrong at the fourth-largest U.S. bank
04/07/2017
Merrill Lynch Hires Financial Advisor from Wells Fargo
Their practice is based on helping their clients achieve their goals. Our platform and range of capabilities will allow Aaron and Lisa to meet all of their client needs and continue to grow their practice.
04/07/2017
State Street Technology Appointments Move Digital Innovation from Prototype to Practice
He has been a pioneer in the IT industry due to his research and execution of technology-driven paradigm shifts.
04/07/2017
Greenberg Traurig Continues to Strengthen Corporate Practice with Addition of Matthew Frankle from Bank of America
He also has experience representing major financial institutions in securities law and equity derivative matters.
04/07/2017
Gold-focused Sprott Inc. founder to step down as chair
For the past few years, Mr. Sprott has been slowly stepping back from the firm he founded.
04/06/2017
SunTrust grabs two former Deutsche Bank advisers for HNW business
He was formerly at Salvus Capital Management, an Atlanta-based private equity firm, for almost a decade.
04/06/2017
TFC Financial Management Announces Next Generation of Leadership
The firm has been serving many of the same families since its inception and is continuing on with 2nd generation and even 3rd generation family members.
04/06/2017
Cerberus Business Finance Hires Andrew Woolford to Manage Capital Markets Activities
He has deep relationships with many institutions participating in the U.S. middle-market.
04/06/2017
Banking panel approves Clayton as SEC chairman
He defended Wall Street firms including Goldman Sachs, UBS and Barclays.
04/06/2017
Advisers on the move: Merrill Lynch loses 6 teams over fiduciary changes
In other moves, J.P. Morgan Securities lost a team that oversaw $829 million to Morgan Stanley.
04/06/2017
Gresham makes senior appointments in New York
Jan Dinger joins to lead the North American sales operation and John Burchenal to build and lead a global alliances programme.
04/06/2017
BMO Wealth Management Appoints CTC | myCFO Leader
Nick Paldrmic appointed as President of BMO Wealth Management's ultra-high-net-worth business, CTC l myCFO
04/05/2017
Paul Dell' Isola Joins Stifel as Senior Member of Investment Banking
Mr. Dell' Isola joined FBR & Co. in 1992 as one of the early partners of the firm
04/05/2017
Wells Fargo promotes new head of operations based in Charlotte
Modjtabai is also now responsible for the operations organization, which is made up of six divisions that offer services across the company.
04/05/2017
CBRE Hawaii names new asset manager
The CBRE veteran, who has been with the company for more than two decades, also teaches courses at CBRE.
04/05/2017
Rosenthal Collins Group Appoints Cary Musser Head Of Strategic Asset Management
He previously was Chief Investment Officer & Treasurer for R.J. O’Brien & Associates from 2007 to 2010.
04/04/2017
UBS Taps Exec to Head New Sustainable Investing Push
As demand for socially responsible investing booms, the wirehouse adds to its leadership in this popular field
04/04/2017
Triad loses team to Raymond James
An advisory group overseeing about $150 million in client assets switches to the independent broker-dealer at the regional firm