03/01/2018
Colossal Wells Fargo Team Departs to Wealth Management firm
Mr. Nuttall spent 20 years at Wells Fargo serving as Senior Vice President of Investments and as a member of the Bank’s Premier Advisor Program.
03/01/2018
Buyout firms are sitting on record amounts of unspent capital, bringing the prospect of lucrative advisory mandates
03/01/2018
He spent 23 years with Edward Jones before joining Baird, according to FINRA BrokerCheck records.
03/01/2018
“We remain committed to providing our market participants in Canada with cost-effective and client-driven solutions that leverage Nasdaq’s award-winning exchange technology.”
03/01/2018
Wells Fargo Advisors has been shedding reps since the company’s retail banking unit got embroiled in a bogus account scandal in 2016.
02/28/2018
She has been an active member of AIMA for almost a decade, including serving as a member of the AIMA Canada board since 2014.
02/28/2018
He has specific experience in mergers and acquisitions and has specialized tax experience in the technology, healthcare and mining industries.
02/28/2018
These strategic hires allow CTC | myCFO to expand its roster of tenured professionals, enhance the experience of UHNW clients and strengthen the group's capabilities and service to UHNW clients.
02/27/2018
She will work closely with the firm’s existing distribution, product management and marketing teams, globally, to develop and execute comprehensive marketing strategies to elevate the firm’s presence among institutional investors.
02/27/2018
The appointment is part of Cambridge Trust’s continuing initiative to make strategic hires in support of its expanded banking and wealth management offering.
02/27/2018
Change at the top of BNY Mellon Wealth Management
“A new CEO is going to be appointed in due course,” said Jill Kremins, chief marketing officer at Boston-based BNY Mellon Wealth Management, confirmed on Monday.
02/27/2018
Longtime Plancorp executive to lead next wave of business development and digital innovation
02/27/2018
Merrill’s PBIG unit includes around 350 brokers serving a limited list of clients with at least $2.5 million invested at the firm.
02/26/2018
He also becomes a member of the Group Executive Board. Anirban succeeds Thierry Delaporte who has taken on the role of Chief Operating Officer for the Group.
02/26/2018
Scott Spalding will be responsible for business development with financial intermediaries and investment advisors who assist high net worth investors.
02/26/2018
The appointment takes effect on March 1, 2018.
02/26/2018
Separately, Matthew Mossburg has joined Raymond James in El Paso, Texas, from Merrill Lynch, according to an announcement. Mossburg had been with Merrill Lynch for more than five years.
02/26/2018
He will lead the US sales and distribution teams, which focus on three main channels: independent agents, financial intermediaries and institutional investment managers.
02/26/2018
Kristen Bitterly Michell appointed Capital Markets Head for the Americas
02/25/2018
Allen & Overy expands team
Allen & Overy has bolstered its cross-border and infrastructure capabilities with the appointment of Andrés Arnaldos as Senior Counsel within the firm's Global Projects, Energy and Infrastructure practice.