10/04/2017
William F. “Ted” Truscott Re-elected ICI Chairman
New Governors Elected to Board of Investment Company Institute
People Moves
10/03/2017
Citi Board Elects John C. Dugan and S. Leslie Ireland to Board of Directors
Cybersecurity and anti-money laundering are top priorities for the company.
10/03/2017
Stifel hires new senior VP of investments
He will be based out of Frontenac, Missouri.
10/03/2017
Advisors Asset Management Builds Out Capital Market Group with New Hire
Courtney's appointment marks AAM's continued strength in building out its Capital Markets Group.
10/03/2017
Portfolio Management Update for Artisan Partners U.S. Value Team
Mr. Reynolds has a bachelor’s degree in anthropology from Dartmouth College and a master’s degree of business administration from the University of Chicago Booth School of Business.
10/03/2017
Chubb Announces Management Appointments for its Life and General Insurance Operations Globally
Mr. Li will report to Russell Bundschuh, Senior Vice President, Chubb Group and President, Chubb Life.
10/03/2017
Luxoft Appoints Tracy Krumme as Vice President of Investor Relations
She has led investor relations at four public companies prior to joining Luxoft.
10/03/2017
J.P. Morgan Asset Management chooses new head of client strategy
He worked at JPMAM for 13 years in the money manager's real estate business.
10/02/2017
Katy Knox replacing Keith Banks as U.S. Trust president
Banks and Knox will work together on the leadership transition through the end of the year.
10/02/2017
HighTower’s Michael Parker Departs To Lead Recruitment at RBC Wealth Management
The announcement was sent to RBC employees Monday morning.
10/02/2017
Wesley Bradish Joins Ziegler Investment Banking
In addition to his underwriting, private placement and advisory work.
10/02/2017
Cantor Fitzgerald names global head of prime brokerage
Mr. Yalmokas was the Head of Americas Prime Brokerage at Bank of America Merrill Lynch since 2011
10/02/2017
Mercury Global Advisors Taps Mastrangelo To Lead U.S. iFunds Distribution
Mastrangelo brings more than 25 years of experience in business development and client service to the position, the statement continued.
10/02/2017
Oppenheimer Replaces Long-Time Advisory Account Head
Aplin’s BrokerCheck record confirms that he left Oppenheimer on September 15.
10/02/2017
BTIG Names Rollins As Head Of U.S. Execution Services
Previously, Mr. Rollins spent more than a decade in the New York office, where he was a managing director in institutional equities focused on executing cash equities and derivatives.
10/02/2017
Prominent wall street tax lawyer joins Latham & Watkins in New York
Elena Romanova brings extensive experience in cutting-edge equity derivatives and other financial products and related financial industry tax matters.
09/29/2017
Allianz Global Eastern Divisional Sales Manager Joins Advisors Asset Management
Gregory Shannahan Hired as Director of Internal Sales
09/28/2017
BNY Mellon Wealth Management Appoints New Regional President in Newport Beach Office
She earned a master of business administration from Pepperdine University.
09/28/2017
Former White House CIO Joins COBINHOOD as Strategic Advisor
Tony Scott to advise world’s first ZERO fee, high-frequency cryptocurrency platform on blockchain and global regulatory landscape
09/27/2017
UBS’s head of fixed income structuring has left for HSBC
MacKenzie is a rare senior hire at HSBC, which has been losing managing directors in both the U.S. and UK over the past few months.