10/19/2016
Morgan Stanley Wealth's Queensland manager has resigned: sources
McDougall had been with Morgan Stanley Wealth Management since 2010
People Moves
10/18/2016
Northern Trust Asset Management Adds ESG Investing Talent
In that role, she led teams responsible for collecting and analyzing data for negative screening, impact screening and custom research products.
10/18/2016
HSBC Bank Canada Appoints Industry Veteran to head Retail Banking and Wealth Management Unit
He has significant experience in retail banking, business banking, mass affluent and Asian banking.
10/18/2016
BofA/Merrill Lynch Shuffles Execs in Wealth Management
Citisoft Group, a key SEC division, and Nasdaq have People Moves news of their own.
10/18/2016
KBW Hires Senior Investment Bankers to Enhance Capabilities Across the Financial Services Sector
The five seasoned professionals are coming onboard to broaden and deepen the firm’s investment banking practice with a focus on non-bank financial services sub-sectors.
10/17/2016
White & Case Elects 40 New Partners
This is our largest partner class in six years and reflects our commitment to growing from within.
10/17/2016
Steven Douglas Associates Hires Julie Zorn in Chicago
Steven Douglas Associates is excited to announce the opening of a new office in Chicago and the addition of Julie Zorn to their team of retained search professionals in the Financial Services practice.
10/17/2016
Scivantage Hires Ron Rawdon as Head of Sales, Digital Wealth Management
His unique and outstanding track record specializes in FinTech and includes a strong understanding of Front-Office, Middle-Office and Back-Office processes.
10/17/2016
Artisan Partners Announces that Chris Smith has Joined the Firm
Mr. Smith holds a bachelor’s degree in economics from the Wharton School, University of Pennsylvania.
10/14/2016
Mizuho Hires Jason Fertig as Head of North America Healthcare Investment Banking
He previously served as Managing Director and Co-Head of Americas Healthcare Investment Banking for Nomura.
10/14/2016
Wells Fargo has been quietly adding senior investment bankers in the U.S.
Wells Fargo has been hiring for its investment bank
10/14/2016
Achim Schwetlick Joins National Life Group As Senior Vice President
New Natonal Life Group President and CEO for Business Innovtion Group Announced
10/13/2016
Adviser managing $289 million joins Stifel from Wells Fargo
His BrokerCheck profile listed one customer dispute in 1999 that was settled.
10/13/2016
T. Rowe Price Hires RIA Segment Chief
New T. Rowe Price Head of RIA and Regional Banks Segment Announced
10/13/2016
$261M UBS adviser jumps to Ameriprise
The people and management are friendly and attentive, and the firm has all of the resources and flexibility I need to run my practice and serve clients well.
10/13/2016
UBS hires Houlihan Lokey's Novak for activism defense
He will focus on defending companies from activist attacks.
10/13/2016
Moore Capital Management COO Scott Lawin to Leave at Year-End
Lawin is planning to leave the hedge fund industry to focus on investing in the data and technology area
10/13/2016
Wells Fargo CEO John Stumpf Steps Down
Wells Fargo’s former CEO, John Stumpf, departs as the bank’s sales tactics
10/12/2016
Merrill Lynch hires former Goldman Sachs banker Michael Duffy
Previously a member of the strategic wealth advisory team at Goldman Sachs Group Inc.
10/12/2016
Senior Barclays investment bankers resurface at new gigs in the U.S.
He had risen to the rank of senior vice president at the time the bank went under.