10/19/2017
Securities America Recruits $1.35 Billion OSJ from LPL
In addition, at least two other firms affiliated with LPL's recently acquired National Planning Holdings this week have left for other independent brokers/dealers.
People Moves
10/19/2017
Anar Shah Joins Prescott Group as Managing Director from Citi Private Bank
Real Estate Firm Expands Capital Team to Reach Broad Base of Investors
10/18/2017
Crestone Capital appoints new president
He brings more than 20 years of business experience to Crestone.
10/18/2017
Northern Trust names current president as new CEO
Waddell, who has served as Chief Executive Officer since January 2008, will remain as Chairman of the Board
10/18/2017
BBH Expands Private Banking Leadership
Private Banking is a substantial and important business for BBH, tracing its roots to the founding of our firm.
10/18/2017
Wilmington Trust expands wealth management services throughout Western New York
Wilmington Trust Promotes Patricia Farrell to Managing Director of Buffalo and Rochester Markets
10/18/2017
Miguel Roman Joins Cowen’s Investment Banking Leveraged Finance Group
Cowen’s investment banking professionals bring tailored solutions and unbiased advice to corporate clients rather than leading with a product first approach.
10/18/2017
LPL Financial hires Wells Fargo veteran as chief investment strategist
Lynch will report to Chief Investment Officer Burt White, who is also based in Fort Mill.
10/18/2017
BNY Mellon Wealth Management Names Keith N. Franks as Senior Wealth Manager in Winter Park, Florida
Prior to GenSpring, Franks was an investment strategist at ING Finanacial Partners.
10/16/2017
Vannin Capital announces three senior appointments in the United States
These key appointments will make recommendations on future US investments.
10/16/2017
Optimize Wealth Management adds Industry Veteran Warren MacKenzie as their Head of Financial Planning
He is a regular contributor to various media publications such as The Financial Facelift in the Globe and Mail as well as the Money Saver magazine.
10/16/2017
Stephanie Braming Appointed Global Head of William Blair Investment Management
She has been a member of Investment Management’s extended leadership team
10/16/2017
Their father worked for Raymond James, but sisters quit for Ameriprise
The group oversaw $141 million at their former employer, according to Ameriprise.
10/16/2017
Linklaters boosts New York with Mayer Brown team hire
Doug is a leading OTC derivatives lawyer who represents both buy and sell-side institutions
10/13/2017
Credit Suisse on front foot post Stock; mandated on Icebreaker
The privately held company has annual revenue of $NZ220 million.
10/12/2017
Wells Fargo hires Barclays’ compliance chief
The number of fake accounts could be significantly higher than previously thought.
10/12/2017
Greenberg Traurig Expands Key Practices in L.A., Denver
Berkowitz joins in the Land Use and Land Development, and Real Estate practices in the firm’s Los Angeles office.
10/12/2017
TD Announces Changes to Senior Executive Team
The following executive changes are effective November 1, 2017, and all report to Mr. Masrani.
10/11/2017
Andersen Global Announces Advisory Council
Established in 2014 by U.S. member firm Andersen Tax LLC, Andersen Global has more than 2,200 professionals worldwide
10/11/2017
ETC Announces the Addition of Matthew Shatz, Managing Director, Prime Services
He brings with him an impeccable reputation for developing a strong client base, enabling customers to grow their businesses while increasing firm revenue.