06/13/2017
UBS just hired a senior NYC equity researcher from Nomura
That firm remains in operation now that he’s at UBS.
People Moves
06/13/2017
Mercer Advisors Names Dave Welling CEO
I am thrilled to join Mercer and to build on the firm's stellar reputation for serving clients.
06/13/2017
One of BlackRock's longest-serving mutual fund managers to retire
The world's largest asset manager, BlackRock also offers relatively low-fee index funds through its iShares brand.
06/12/2017
Investors Real Estate Trust Announces Vice President Of Asset Management
Her responsibilities included identifying real estate investment opportunities for current and prospective clients, and facilitating business-opportunity partnerships between current and prospective clients.
06/12/2017
Holly Street Wealth Advisors Joins tru Independence Platform
The team at Holly Street Wealth Advisors delivers white-glove wealth planning, investment management and advisory services to families, foundations and endowments.
06/12/2017
Michael Barbosa Joins Andersen Tax as a Managing Director in Los Angeles
His work there included tax planning for cross-border transactions, managing U.S. federal income tax compliance and the international aspects of income tax provisions.
06/12/2017
Mike Mayo to Join Wells Fargo Securities’ Equity Research Team
Veteran bank equity analyst to lead coverage of U.S. Large-Cap Banks
06/12/2017
BMO Harris Bank Appoints New Head, Sales and Distribution, U.S. Retail Banking
Most recently, Cooper served as Senior Vice President, Head of Central Region Retail and U.S. Mortgage Sales, providing leadership to a team of over 1,000 retail bankers in 120 branches and holding accountability for mortgage growth through customer exper
06/12/2017
Cohen & Steers Hires Specialist to Expand DCIO Support for Western U.S. Market
The firm's strategic focus on real assets reflects the growing demand for investments with different return drivers than stocks and bonds.
06/11/2017
Merrill Lynch Hires Team of Financial Advisors in NJ
The RLA Group focuses on working with their clients on significant financial decisions to ultimately help them achieve their financial objectives.
06/11/2017
Greg Fink Named President and CEO
He is an expert in RIAs business.
06/11/2017
Viking investment chief to leave, firm to return $8 billion in capital
The firm will return money from the Viking Global Equities LP and the Viking Long Fund LP funds, according to the letter.
06/10/2017
Why one of BlackRock’s top strategists decided to quit
He says BlackRock was great, but that working there also had its limits.
06/09/2017
BlackRock Hires Goldman Veteran to Lead Debt ETF Push in U.S.
The funds can also be used in place of swaps and futures, or as an aid in transitioning portfolios from one asset class to another.
06/08/2017
BNY Mellon Appoints Chief Information Officer
She will be responsible for setting the strategic direction and execution of the firm's technology agenda.
06/08/2017
Matt Zames to Leave JPMorgan Chase, Seeking to Run His Own Business
He was leaving over a desire to run his own business, either at a financial company or perhaps in a role that combined finance and technology.
06/08/2017
Deutsche Bank hires Nick Richitt as Managing Director in Healthcare Investment Banking
This is the fourth MD Deutsche Bank announced it has hired to focus on Americas Healthcare since the beginning of the year and the eighth for Americas Corporate Finance.
06/08/2017
Deutsche Asset Management Continues Equities Expansion in the US
Fletcher is based in New York and reports to Sebastian Werner, lead Portfolio Manager for US and Global Growth Equities.
06/07/2017
U.S. SEC to hire Dalia Blass as top asset management regulator
He also previously worked as an assistant director in the Investment Management unit.
06/07/2017
High-profile litigator attorney Bill Dugan joins Baker McKenzie
He has defended several employers in class and collective actions, represented financial clients and litigated various high-profile cases.