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People Moves

01/25/2017

Northern Trust Strengthens South Florida Wealth Management Team

He most recently served as Chief Investment Officer for Coconut Grove Bank.

01/25/2017

First Foundation Advisors Appoint Daniel Fan as Director of Wealth Planning

Fan will work with teams across First Foundation

01/25/2017

RueOne Investments Appoints Michael Yoon to Council of Experts

He will advise RueOne's investment committee on technology related investments.

01/24/2017

Former Wells Fargo International Advisory team join Snowden Lane Partners

He previously held senior-level positions at Prudential Financial and Fidelity Investments.

01/24/2017

Ex-Morgan Stanley exec Fleming lands consulting job at Axiom

He joined Axiom this year, according to his BrokerCheck report with the Financial Industry Regulatory Authority.

01/24/2017

Andrew J. Ceresney, Former Director of Enforcement at the SEC, to Return to Debevoise

Mr. Ceresney will join Debevoise in early March.

01/23/2017

Five Senior Wealth Managers Join First Republic

First Republic Bank Hires Wealth Managers

01/23/2017

Citadel : Ken Griffin's $26 billion firm has made a hire from a struggling hedge fund

Pollak is the first portfolio manager to voluntarily leave the firm, according to a separate person familiar with the matter.

01/23/2017

RBC Wealth Management hires management team from UBS

Tim McEwen and the McEwen Group are well-respected in the wealth management industry

01/20/2017

Nixon Peabody expands M&A practice in New England

Adam also works with states, state agencies and other governmental entities on various public finance matters

01/20/2017

The Dowling Group Announces New CIO, W. Joseph Ryan

Prior to WJR Financial, Joe was a Senior Vice President with Mutual of America.

01/20/2017

Bill Few Associates, Inc. Announces Alison Wertz as New Board Member

Alison Wertz joined Bill Few Associates, Inc. in 1996 after graduating from Michigan State University.

01/20/2017

Stifel Announces Formation of The ECJ Wealth Advisory Group in Palm Beach

The ECJ Wealth Advisory Group specializes in implementing wealth management programs and sophisticated investment alternatives for high net worth individuals, foundations, corporations, and not-for-profit organizations.

01/19/2017

Piper Jaffray Names David D. Olson Vice Chairman of FIG

Our entire financial institutions practice will be the beneficiaries of his experience.

01/19/2017

Advisor Software Adds Chief Research Scientist to Leadership Team

He is a graduate of Yale University and holds a Ph. D. in Physics from the University of California, Berkeley.

01/19/2017

Maria Chambers, IACCP®, Promoted to Chief Compliance Officer at Klingenstein Fields Wealth Advisors

She graduated cum laude from Fordham University with a B.A. in Economics

01/19/2017

AMP Capital builds US presence with senior hires and new West Coast office

Julia Szlakowski has been appointed Institutional Director – Unlisted, Americas.

01/19/2017

BTIG Expands Fixed Income, Currency and Commodities Group with Michael Carley, Jr.

He began his career in distressed-debt as a Research Analyst within the Capital Structure Group at Imperial Capital.

01/19/2017

Willis Towers Watson appoints Mike Liss to lead Corporate Risk and Broking in North America

He will retain these responsibilities until a successor is named.

01/19/2017

Quadrant Private Wealth Welcomes New Director of Business Development

He has broad experience in the financial services sector, most recently working in the Investment Banking division of Leerink Partners in New York.

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